0001437749-19-006988.txt : 20190411 0001437749-19-006988.hdr.sgml : 20190411 20190411161649 ACCESSION NUMBER: 0001437749-19-006988 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190409 FILED AS OF DATE: 20190411 DATE AS OF CHANGE: 20190411 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LOPKER PAMELA M CENTRAL INDEX KEY: 0001102753 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35013 FILM NUMBER: 19743932 MAIL ADDRESS: STREET 1: 100 INNOVATION PLACE CITY: SANTA BARBARA STATE: CA ZIP: 93108 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: QAD INC CENTRAL INDEX KEY: 0001036188 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 770105228 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 100 INNOVATION PLACE CITY: SANTA BARBARA STATE: CA ZIP: 93108 BUSINESS PHONE: 8055666000 MAIL ADDRESS: STREET 1: 100 INNOVATION PLACE CITY: SANTA BARBARA STATE: CA ZIP: 93108 4 1 rdgdoc.xml FORM 4 X0306 4 2019-04-09 0001036188 QAD INC QADA, QADB 0001102753 LOPKER PAMELA M 100 INNOVATION PLACE SANTA BARBARA CA 93108 1 1 1 President Class A Common Stock ($0.001 par value) 2019-04-09 4 S 0 2000 43.70 D 4514095 D Class A Common Stock ($0.001 par value) 2019-04-10 4 S 0 3000 44.18 D 4511095 D Class A Common Stock ($0.001 par value) 156206 D Class A Common Stock ($0.001 par value) 156556 I Estate of Karl F. Lopker The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.65 to $43.75, inclusive. The reporting person undertakes to provide to QAD Inc., any security holder of QAD Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.00 to $44.30, inclusive. The reporting person undertakes to provide to QAD Inc., any security holder of QAD Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. /s/ Betty Weinert, attorney in fact for Pamela M. Lopker 2019-04-11