0001437749-18-006313.txt : 20180404
0001437749-18-006313.hdr.sgml : 20180404
20180404135710
ACCESSION NUMBER: 0001437749-18-006313
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180402
FILED AS OF DATE: 20180404
DATE AS OF CHANGE: 20180404
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LOPKER KARL F
CENTRAL INDEX KEY: 0001080338
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35013
FILM NUMBER: 18736687
MAIL ADDRESS:
STREET 1: 100 INNOVATION PLACE
CITY: SANTA BARBARA
STATE: CA
ZIP: 93108
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: QAD INC
CENTRAL INDEX KEY: 0001036188
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 770105228
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 100 INNOVATION PLACE
CITY: SANTA BARBARA
STATE: CA
ZIP: 93108
BUSINESS PHONE: 8055666000
MAIL ADDRESS:
STREET 1: 100 INNOVATION PLACE
CITY: SANTA BARBARA
STATE: CA
ZIP: 93108
4
1
rdgdoc.xml
SARS EXERCISE
X0306
4
2018-04-02
0001036188
QAD INC
QADA, QADB
0001080338
LOPKER KARL F
100 INNOVATION PLACE
SANTA BARBARA
CA
93108
1
1
1
CEO
Class A Common Stock ($0.001 par value)
2018-04-02
4
M
0
120000
8.96
A
223860
D
Class A Common Stock ($0.001 par value)
2018-04-02
4
D
0
25816
41.65
D
198044
D
Class A Common Stock ($0.001 par value)
2018-04-02
4
F
0
41488
41.65
D
156556
D
Class B Common Stock ($0.001 par value)
2018-04-02
4
M
0
30000
8.96
A
60441
D
Class B Common Stock ($0.001 par value)
2018-04-02
4
D
0
8669
31.01
D
51772
D
Class A Common Stock ($0.001 par value)
5020095
D
Class B Common Stock ($0.001 par value)
2357535
D
Class A Common Stock ($0.001 par value)
156207
I
By spouse
Class B Common Stock ($0.001 par value)
51524
I
By spouse
Stock Appreciation Right (Right to Buy)
8.96
2018-04-02
4
M
0
120000
0
A
2011-06-01
2018-06-01
Class A Common Stock
120000
0
D
Stock Appreciation Right (Right to Buy)
8.96
2018-04-02
4
M
0
30000
0
A
2011-06-01
2018-06-01
Class B Common Stock
30000
0
D
/s/ Betty Weinert, Attorney in fact for Karl F. Lopker
2018-04-04