0001437749-18-004814.txt : 20180316
0001437749-18-004814.hdr.sgml : 20180316
20180316080440
ACCESSION NUMBER: 0001437749-18-004814
CONFORMED SUBMISSION TYPE: 5
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180131
FILED AS OF DATE: 20180316
DATE AS OF CHANGE: 20180316
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LOPKER KARL F
CENTRAL INDEX KEY: 0001080338
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 5
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35013
FILM NUMBER: 18694237
MAIL ADDRESS:
STREET 1: 100 INNOVATION PLACE
CITY: SANTA BARBARA
STATE: CA
ZIP: 93108
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: QAD INC
CENTRAL INDEX KEY: 0001036188
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 770105228
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 100 INNOVATION PLACE
CITY: SANTA BARBARA
STATE: CA
ZIP: 93108
BUSINESS PHONE: 8055666000
MAIL ADDRESS:
STREET 1: 100 INNOVATION PLACE
CITY: SANTA BARBARA
STATE: CA
ZIP: 93108
5
1
rdgdoc.xml
FORM 5
X0306
5
2018-01-31
0
1
0001036188
QAD INC
QADA, QADB
0001080338
LOPKER KARL F
100 INNOVATION PLACE
SANTA BARBARA
CA
93108
1
1
1
CEO
Class A Common Stock ($0.001 par value)
2017-12-28
5
G
0
18500
0
D
5020095
D
Class A Common Stock ($0.001 par value)
2017-12-27
4
S
0
L
2050
38.61
D
3034
I
Lopker Family 1997 Charitable Remainder Trust
Class A Common Stock ($0.001 par value)
2017-12-29
5
G
0
3034
0
D
0
I
Lopker Family 1997 Charitable Remainder Trust
Class B Common Stock ($0.001 par value)
2017-12-29
5
G
0
1247
0
D
0
I
Lopker Family 1997 Charitable Remainder Trust
Class A Common Stock ($0.001 par value)
103860
D
Class B Common Stock ($0.001 par value)
30441
D
Class A Common Stock ($0.001 par value)
103511
I
By spouse
Class B Common Stock ($0.001 par value)
30193
I
By spouse
Class B Common Stock ($0.001 par value)
2357535
D
/s/ Betty Weinert, Attorney in fact for Karl F. Lopker
2018-03-16