0001437749-18-004814.txt : 20180316 0001437749-18-004814.hdr.sgml : 20180316 20180316080440 ACCESSION NUMBER: 0001437749-18-004814 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180131 FILED AS OF DATE: 20180316 DATE AS OF CHANGE: 20180316 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LOPKER KARL F CENTRAL INDEX KEY: 0001080338 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35013 FILM NUMBER: 18694237 MAIL ADDRESS: STREET 1: 100 INNOVATION PLACE CITY: SANTA BARBARA STATE: CA ZIP: 93108 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: QAD INC CENTRAL INDEX KEY: 0001036188 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 770105228 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 INNOVATION PLACE CITY: SANTA BARBARA STATE: CA ZIP: 93108 BUSINESS PHONE: 8055666000 MAIL ADDRESS: STREET 1: 100 INNOVATION PLACE CITY: SANTA BARBARA STATE: CA ZIP: 93108 5 1 rdgdoc.xml FORM 5 X0306 5 2018-01-31 0 1 0001036188 QAD INC QADA, QADB 0001080338 LOPKER KARL F 100 INNOVATION PLACE SANTA BARBARA CA 93108 1 1 1 CEO Class A Common Stock ($0.001 par value) 2017-12-28 5 G 0 18500 0 D 5020095 D Class A Common Stock ($0.001 par value) 2017-12-27 4 S 0 L 2050 38.61 D 3034 I Lopker Family 1997 Charitable Remainder Trust Class A Common Stock ($0.001 par value) 2017-12-29 5 G 0 3034 0 D 0 I Lopker Family 1997 Charitable Remainder Trust Class B Common Stock ($0.001 par value) 2017-12-29 5 G 0 1247 0 D 0 I Lopker Family 1997 Charitable Remainder Trust Class A Common Stock ($0.001 par value) 103860 D Class B Common Stock ($0.001 par value) 30441 D Class A Common Stock ($0.001 par value) 103511 I By spouse Class B Common Stock ($0.001 par value) 30193 I By spouse Class B Common Stock ($0.001 par value) 2357535 D /s/ Betty Weinert, Attorney in fact for Karl F. Lopker 2018-03-16