-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Vjzds6GZGUIJJa09DSFZgY46MX0OfRa6orMBvRQ+ZDhEAeVhCmvTAeLOGAI6cz3O 1J3/YZGuFDbGIberg2yDLw== 0001241832-10-000009.txt : 20100316 0001241832-10-000009.hdr.sgml : 20100316 20100316101424 ACCESSION NUMBER: 0001241832-10-000009 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100131 FILED AS OF DATE: 20100316 DATE AS OF CHANGE: 20100316 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: QAD INC CENTRAL INDEX KEY: 0001036188 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 770105228 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 100 INNOVATION PLACE CITY: SANTA BARBARA STATE: CA ZIP: 93108 BUSINESS PHONE: 8055666000 MAIL ADDRESS: STREET 1: 100 INNOVATION PLACE CITY: SANTA BARBARA STATE: CA ZIP: 93108 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LOPKER PAMELA M CENTRAL INDEX KEY: 0001102753 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22823 FILM NUMBER: 10683978 MAIL ADDRESS: STREET 1: 100 INNOVATION PLACE CITY: SANTA BARBARA STATE: CA ZIP: 93108 5 1 primary_doc.xml PRIMARY DOCUMENT X0303 5 2010-01-31 0 0 0 0001036188 QAD INC qadi 0001102753 LOPKER PAMELA M 100 INNOVATION PLACE SANTA BARBARA CA 93108 1 1 1 0 President Common Stock 2009-10-08 5 J 0 1345 0 A 306028 I Juliana Lopker Trust Common Stock 2010-01-11 5 J 0 1212 0 A 295232 I Bo Lopker Trust Common Stock 2010-01-11 5 J 0 312 0 A 300961 D Common Stock 2010-01-11 5 J 0 41 0 A 10177 I IRA Common Stock 2009-12-21 5 G 0 95000 0 D 17460980 I Lopker Living Trust Common Stock 2010-01-11 5 J 0 3792 0 A 17464772 I Lopker Living Trust Common Stock 2009-11-30 5 G 0 10000 0 D 126364 I Lopker Family Foundation Common Stock 2009-12-21 5 G 0 95000 0 A 221364 I Lopker Family Foundation Common Stock 2009-01-11 5 J 0 302 0 A 221666 I Lopker Family Foundation This filing on Form 5 discloses the acquisition of shares of QAD through a QAD stock dividend which is exempt from the reporting requirements of Section 16 pursuant to Rule 16a-9(a). Received pursuant to a dividend paid on QAD's outstanding common stock which was payable either in cash or QAD common stock at the election of the holder. This Form 5 reports a stock dividend received. This filing on Form 5 discloses the deposition of shares of QAD to the Lopker Family Foundation. This filing on Form 5 discloses the acquisition of shares of QAD from the Lopker Living Trust. Betty Weinert, Attorney in Fact for Pamela M. Lopker 2010-03-16 -----END PRIVACY-ENHANCED MESSAGE-----