-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NuZPVTmFJm6rpMwUSLWkZQUX0iesUW4gOep3Ejd/DdjJbeb43KA0GYoN6HXUDfxf B6xYsuPS2NpQAULG3UFdnA== 0001241832-09-000015.txt : 20091030 0001241832-09-000015.hdr.sgml : 20091030 20091030103250 ACCESSION NUMBER: 0001241832-09-000015 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091008 FILED AS OF DATE: 20091030 DATE AS OF CHANGE: 20091030 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: QAD INC CENTRAL INDEX KEY: 0001036188 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 770105228 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 100 INNOVATION PLACE CITY: SANTA BARBARA STATE: CA ZIP: 93108 BUSINESS PHONE: 8055666000 MAIL ADDRESS: STREET 1: 100 INNOVATION PLACE CITY: SANTA BARBARA STATE: CA ZIP: 93108 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LOPKER PAMELA M CENTRAL INDEX KEY: 0001102753 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22823 FILM NUMBER: 091146450 MAIL ADDRESS: STREET 1: 100 INNOVATION PLACE CITY: SANTA BARBARA STATE: CA ZIP: 93108 4 1 primary_doc.xml PRIMARY DOCUMENT X0303 4 2009-10-08 0 0001036188 QAD INC qadi 0001102753 LOPKER PAMELA M 100 INNOVATION PLACE SANTA BARBARA CA 93108 1 1 1 0 President Common Stock 2009-10-08 4 J 0 1613 4.53 A 294020 I Bo Lopker Trust Common Stock 2009-10-08 4 J 0 1497 4.53 A 304683 I Juliana Lopker Trust Common Stock 2009-10-08 4 J 0 91309 4.53 A 17555980 I Lopker Living Trust Common Stock 2009-10-08 4 J 0 68 4.53 A 12473 I lopker Family 1997 Charitable Remainder Trust Common Stock 2009-10-08 4 J 0 55 4.53 A 10136 I IRA Common Stock 2009-10-08 4 J 0 415 4.53 A 300649 D This filing on Form 4 is a discretionary filing to disclose the acquisition of shares of QAD through a QAD stock dividend which is exempt from the reporting requirements of Section 16 pursuant to Rule 16a-9(a). Received pursuant to a dividend paid on QAD's outstanding common stock which was payable either in cash or QAD common stock at the election of the holder. This Form 4 reports the stock dividends received. Betty Weinert, Attorney in fact for Pamela M. Lopker 2009-10-30 -----END PRIVACY-ENHANCED MESSAGE-----