-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VrUO9QWdhkiiOdhKDxzg9UHqeLbXc2vma6hKH7PKL9KLb/1ZpvZWSAwmHn4GVqrt z/V8mLNO4C3isye2pqSpSA== 0001241832-09-000008.txt : 20090817 0001241832-09-000008.hdr.sgml : 20090817 20090817170901 ACCESSION NUMBER: 0001241832-09-000008 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090813 FILED AS OF DATE: 20090817 DATE AS OF CHANGE: 20090817 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: QAD INC CENTRAL INDEX KEY: 0001036188 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 770105228 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 100 INNOVATION PLACE CITY: SANTA BARBARA STATE: CA ZIP: 93108 BUSINESS PHONE: 8055666000 MAIL ADDRESS: STREET 1: 100 INNOVATION PLACE CITY: SANTA BARBARA STATE: CA ZIP: 93108 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LENDER DANIEL CENTRAL INDEX KEY: 0001256733 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22823 FILM NUMBER: 091019902 MAIL ADDRESS: STREET 1: 100 INNOVATION PLACE CITY: SANTA BARBARA STATE: CA ZIP: 93108 4 1 primary_doc.xml PRIMARY DOCUMENT X0303 4 2009-08-13 0 0001036188 QAD INC qadi 0001256733 LENDER DANIEL 100 INNOVATION PLACE SANTA BARBARA CA 93108 0 1 0 0 EVP & CFO Stock Appreciation Right 5.12 2009-08-13 4 D 0 100000 A 2016-10-23 Common Stock 100000 0 D Stock Appreciation Right 3.91 2009-08-13 4 A 0 76924 3.91 A 2010-10-23 2016-10-23 Common Stock 76924 76924 D The Stock Appreciation Right provided for vesting in four equal annual installments beginning October 23, 2009. On August 13, 2009, the issuer cancelled, pursuant to the issuer's Stock Option and Stock Appreciation Right Exchange Program, a Stock Appreciation Right granted to the reporting person on August 13, 2009 for 76,924 shares at $3.91 per share. In exchange, the reporting person received the Stock Appreciation Right reported herein. On August 13, 2009, the issuer canceled, pursuant to the issuer's Stock Option and Stock Appreciation Right Exchange Program, a Stock Appreciation Right granted to the reporting person on October 23, 2008 for 100,000 shares that vested in four equal annual installments beginning October 23, 2009. In exchange, the reporting person received the Stock Appreciation Right reported herein which will vest in four equal annual installments beginning October 23, 2010. Betty Weinert, Attorney in fact for Daniel Lender 2009-08-17 -----END PRIVACY-ENHANCED MESSAGE-----