-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GK6eDfD7eBujiKj6Gzo8aJEelN+nn813kIoqPKzrrGG7pS60AqNVBoWz3q/blL0+ YBcSoIK3rqxWyGAihAPGJQ== 0001241832-09-000006.txt : 20090709 0001241832-09-000006.hdr.sgml : 20090709 20090709141553 ACCESSION NUMBER: 0001241832-09-000006 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090602 FILED AS OF DATE: 20090709 DATE AS OF CHANGE: 20090709 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LOPKER KARL F CENTRAL INDEX KEY: 0001080338 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22823 FILM NUMBER: 09936815 MAIL ADDRESS: STREET 1: 100 INNOVATION PLACE CITY: SANTA BARBARA STATE: CA ZIP: 93108 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: QAD INC CENTRAL INDEX KEY: 0001036188 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 770105228 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 100 INNOVATION PLACE CITY: SANTA BARBARA STATE: CA ZIP: 93108 BUSINESS PHONE: 8055666000 MAIL ADDRESS: STREET 1: 100 INNOVATION PLACE CITY: SANTA BARBARA STATE: CA ZIP: 93108 4 1 primary_doc.xml PRIMARY DOCUMENT X0303 4 2009-06-02 0 0001036188 QAD INC qadi 0001080338 LOPKER KARL F 100 INNOVATION PLACE SANTA BARBARA CA 93108 1 1 1 0 CEO Common Stock 2009-06-02 4 J 0 2361 3.07 A 292407 I Bo Lopker Trust Common Stock 2009-06-02 4 J 0 2377 3.07 A 303186 I Juliana Lopker Trust Common Stock 2009-06-02 4 J 0 793 3.07 A 136364 I Lopker Family Foundation Common Stock 2009-06-02 4 J 0 141070 3.07 A 17464671 I Lopker Living Trust Common Stock 2009-06-02 4 J 0 289 3.07 A 210663 D This filing on Form 4 is a discretionary filing to disclose the acquisition of shares of QAD through a QAD stock dividend which is exempt from the reporting requirements of Section 16 pursuant to Rule 16a-9(a). Received pursuant to a dividend paid on QAD's outstanding common stock which was payable either in cash or QAD common stock at the election of the holder. This Form 4 reports the stock dividends received. Betty Weinert, Attorney in fact for Karl F. Lopker 2009-07-09 -----END PRIVACY-ENHANCED MESSAGE-----