-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PPR5XIRr4gAGBYAWsFarSzXjPPWlt3chFybSh5IYpBTw6pRcsIuxKtTsfzahjO/u PkErRZb7iY8WZewK+N4QaA== 0001241832-09-000003.txt : 20090415 0001241832-09-000003.hdr.sgml : 20090415 20090415101649 ACCESSION NUMBER: 0001241832-09-000003 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20090408 FILED AS OF DATE: 20090415 DATE AS OF CHANGE: 20090415 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Fleming Gordon CENTRAL INDEX KEY: 0001461860 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22823 FILM NUMBER: 09750025 BUSINESS ADDRESS: BUSINESS PHONE: 805-566-4511 MAIL ADDRESS: STREET 1: 4232 ENCORE DRIVE CITY: SANTA BARBARA STATE: CA ZIP: 93110 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: QAD INC CENTRAL INDEX KEY: 0001036188 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 770105228 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 100 INNOVATION PLACE CITY: SANTA BARBARA STATE: CA ZIP: 93108 BUSINESS PHONE: 8055666000 MAIL ADDRESS: STREET 1: 100 INNOVATION PLACE CITY: SANTA BARBARA STATE: CA ZIP: 93108 3 1 primary_doc.xml PRIMARY DOCUMENT X0203 3 2009-04-08 0 0001036188 QAD INC qadi 0001461860 Fleming Gordon 4232 ENCORE DRIVE SANTA BARBARA CA 93110 0 1 0 0 EVP & Chief Marketing Officer Common Stock 25000 D Non-Qualified Stock Option (right to buy) 3.25 2004-01-30 2011-01-30 Common Stock 5550 D Non-Qualified Stock Option (right to buy) 12.43 2005-03-08 2012-03-08 Common Stock 20000 D Non-Qualified Stock Option (right to buy) 7.84 2006-07-12 2013-07-12 Common Stock 12000 D Stock Appreciation Right 6.97 2007-06-07 2014-06-07 Common Stock 12000 D Stock Appreciation Right 9.3 2008-04-02 2015-04-02 Common Stock 25000 D Vests in four equal annual installments beginning January 30, 2004 Vests in four equal annual installments beginning March 8, 2005 Vests in four equal annual installments beginning July 12, 2006 Vests in four equal annual installments beginning June 7, 2007 Vests in four equal annual installments beginning April 2, 2008 Betty Weinert, Attorney in Fact for Gordon Fleming 2009-04-15 EX-24 2 fleming.txt CONFIRMING STATEMENT CONFIRMING STATEMENT The undersigned hereby authorizes and designates Betty Weinert to file with the Securities and Exchange Commission and on behalf of the undersigned, an Initial Statement of Beneficial Ownership on Form 3, a Statement of Changes in Beneficial Ownership on Form 4, and an Annual Statement of Beneficial Ownership of Securities on Form 5, and any amendments or supplements thereto. This authorization shall include the authority to sign such forms in the name of the undersigned and to file with the Securities and Exchange Commission the Confirming Statement, along or with any amendments or supplements to any filed Form 3, Form 4 or Form 5. This authorization shall be effective for as long as the undersigned is subject to the reporting requirements of Section 16. IN WITNESS WHEREOF, the undersigned has executed this Confirming Statement as of April 3, 2009. /s/ Gordon Fleming -----END PRIVACY-ENHANCED MESSAGE-----