-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JBPo5nCt/PWKQmdOOhkcw7JhztM8TWEzXyWzYuHdpCuChhlrUxY0X8tdNwVikD4W feOGrf7I/gLXxtVnBoVKCQ== 0001241832-06-000019.txt : 20060908 0001241832-06-000019.hdr.sgml : 20060908 20060908152114 ACCESSION NUMBER: 0001241832-06-000019 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060906 FILED AS OF DATE: 20060908 DATE AS OF CHANGE: 20060908 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: QAD INC CENTRAL INDEX KEY: 0001036188 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 770105228 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 6450 VIA REAL CITY: CARPINTERIA STATE: CA ZIP: 93013 BUSINESS PHONE: 8056846614 MAIL ADDRESS: STREET 1: 6450 VIA REAL CITY: CARPINTERIA STATE: CA ZIP: 93013 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LOPKER KARL F CENTRAL INDEX KEY: 0001080338 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22823 FILM NUMBER: 061081723 MAIL ADDRESS: STREET 1: 6450 VIA REAL CITY: CARPINTERIA STATE: CA ZIP: 93013 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2006-09-06 0 0001036188 QAD INC qadi 0001080338 LOPKER KARL F 6450 VIA REAL CARPINTERIA CA 93013 1 1 1 0 Chief Executive Officer Stock Appreciation Right 7.37 2006-09-06 4 A 0 150000 0 A 2007-09-06 2014-09-06 Common Stock 150000 150000 D Vests in four equal annual installments beginning September 6, 2007 Betty Weinert, Attorney in fact for Karl F. Lopker 2006-09-08 -----END PRIVACY-ENHANCED MESSAGE-----