-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, A0J9vkLxZ7Wj4jNn6vvVIc0blX4ulowUQqi+IuRQK9ZW2v2h5e70M8DY0khKO+vJ lTDs09zo6L8W9sM7e6JBsQ== 0001241832-04-000033.txt : 20041129 0001241832-04-000033.hdr.sgml : 20041129 20041129104015 ACCESSION NUMBER: 0001241832-04-000033 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20041124 FILED AS OF DATE: 20041129 DATE AS OF CHANGE: 20041129 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RAY MURRAY W CENTRAL INDEX KEY: 0001249501 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22823 FILM NUMBER: 041169886 BUSINESS ADDRESS: STREET 1: QAD INC STREET 2: 6450 VIA REAL CITY: CARPENTERIA STATE: CA ZIP: 93013 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: QAD INC CENTRAL INDEX KEY: 0001036188 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 770105228 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 6450 VIA REAL CITY: CARPINTERIA STATE: CA ZIP: 93013 BUSINESS PHONE: 8056846614 MAIL ADDRESS: STREET 1: 6450 VIA REAL CITY: CARPINTERIA STATE: CA ZIP: 93013 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2004-11-24 0 0001036188 QAD INC qadi 0001249501 RAY MURRAY W 0 1 0 0 Executive Vice President Common Stock 2004-11-24 4 M 0 7500 1.7813 A 7500 D Common Stock 2004-11-24 4 S 0 7500 8.5 D 0 D Non-qualified stock option (right to buy) 1.78 2004-11-24 4 M 0 7500 1.7813 A 2001-12-01 2008-12-01 Common Stock 7500 15000 D Original option grant was for 30,000 shares vesting equally over a four year period beginning December 1, 2001. On June 30, 2003, Mr. Ray exercised a same-day sale of 7,500 share options, leaving 22,500 remaining options. On November 24, 2004, Mr. Ray exercised a same-day sale of 7,500 share options, leaving 15,000 remaining options of the original grant. Betty Weinert, Attorney in fact for Murray W. Ray 2004-11-29 -----END PRIVACY-ENHANCED MESSAGE-----