-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VkguX9m6I/SvWrQ6F5rOphqVLHE0crJ9tZmpa7P8Ot8pjrEF41KMFEIl9b41gS8K bvsew/NA9CZIiRyToP2Oig== 0001241832-03-000032.txt : 20031204 0001241832-03-000032.hdr.sgml : 20031204 20031204072951 ACCESSION NUMBER: 0001241832-03-000032 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031202 FILED AS OF DATE: 20031204 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LENDER DANIEL CENTRAL INDEX KEY: 0001256733 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22823 FILM NUMBER: 031036428 BUSINESS ADDRESS: STREET 1: 6450 VIA REAL CITY: CARPINTERIA STATE: CA ZIP: 93013 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: QAD INC CENTRAL INDEX KEY: 0001036188 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 770105228 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 6450 VIA REAL CITY: CARPINTERIA STATE: CA ZIP: 93013 BUSINESS PHONE: 8056846614 MAIL ADDRESS: STREET 1: 6450 VIA REAL CITY: CARPINTERIA STATE: CA ZIP: 93013 4 1 primary_doc.xml PRIMARY DOCUMENT X0201 4 2003-12-02 0 0001036188 QAD INC qadi 0001256733 LENDER DANIEL 0 1 0 0 EVP & Chief Financial Officer Common Stock 2003-12-02 4 M 0 2725 4.625 A 2725 D Common Stock 2003-12-02 4 S 0 2725 12.66 D 0 D Common Stock 2003-12-02 4 M 0 10000 1.7813 A 10000 D Common Stock 2003-12-02 4 S 0 10000 12.66 D 0 D Common Stock 2003-12-02 4 M 0 7500 3.07 A 7500 D Common Stock 2003-12-02 4 S 0 7500 12.66 D 0 D Non-Qualified Stock Option (right to buy) 4.625 2003-12-02 4 M 0 2725 4.625 A 2001-06-08 2008-06-08 Common Stock 2725 1875 D Non-Qualified Stock Option (right to buy) 1.7813 2003-12-02 4 M 0 10000 1.7813 A 2002-12-01 2008-12-01 Common Stock 10000 5000 D Non-Qualified Stock Option (right to buy) 3.07 2003-12-02 4 M 0 7500 3.07 A 2003-02-07 2010-02-07 Common Stock 7500 22500 D Betty Weinert, attorney in fact for Daniel Lender 2003-12-04 -----END PRIVACY-ENHANCED MESSAGE-----