Delaware
|
0-22823
|
77-0105228
|
(State or Other Jurisdiction of Incorporation)
|
Commission File Number
|
(IRS Employer Identification No.)
|
100 Innovation Place, Santa Barbara, CA
|
93108
|
(Address of Principal Executive Offices)
|
(Zip Code)
|
☐ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
☐ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
☐ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
☐ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Item 5.07 | Submission of Matters to a Vote of Security Holders |
1.
|
15,374,361 shares of the Class A Stock, equivalent to 768,718 votes outstanding of Class A Stock; and
|
2.
|
3,199,162 shares of the Class B Stock, equivalent to 3,199,162 votes outstanding of Class B Stock.
|
3.
|
Total shares outstanding equaled 18,573,523 equivalent to a total of 3,967,880 votes entitled to be cast.
|
FOR
|
PERCENTAGE
|
WITHHELD
|
PERCENTAGE
|
|
Karl F. Lopker
|
485,257
|
84.26%
|
90,633
|
15.73%
|
Pamela M. Lopker
|
480,462
|
83.42%
|
95,428
|
16.57%
|
Scott J. Adelson
|
568,630
|
98.73%
|
7,261
|
1.26%
|
Lee D. Roberts
|
560,336
|
97.29%
|
15,555
|
2.70%
|
Peter R. van Cuylenburg
|
542,892
|
94.26%
|
32,999
|
5.73%
|
Leslie J. Stretch
|
563,864
|
97.91%
|
12,027
|
2.08%
|
FOR
|
PERCENTAGE
|
WITHHELD
|
PERCENTAGE
|
|
Karl F. Lopker
|
2,231,371
|
93.38%
|
158,029
|
6.61%
|
Pamela M. Lopker
|
2,231,371
|
93.38%
|
158,029
|
6.61%
|
Scott J. Adelson
|
2,379,916
|
99.60%
|
9,484
|
0.39%
|
Lee D. Roberts
|
2,380,239
|
99.61%
|
9,161
|
0.38%
|
Peter R. van Cuylenburg
|
2,379,122
|
99.56%
|
10,278
|
0.43%
|
Leslie J. Stretch
|
2,379,982
|
99.60%
|
9,418
|
0.39%
|
FOR
|
PERCENTAGE
|
WITHHELD
|
PERCENTAGE
|
|
Karl F. Lopker
|
2,716,628
|
91.61%
|
248,662
|
8.38%
|
Pamela M. Lopker
|
2,711,833
|
91.45%
|
253,457
|
8.54%
|
Scott J. Adelson
|
2,948,546
|
99.43%
|
16,745
|
0.56%
|
Lee D. Roberts
|
2,940,575
|
99.16%
|
24,716
|
0.83%
|
Peter R. van Cuylenburg
|
2,922,014
|
98.54%
|
43,277
|
1.45%
|
Leslie J. Stretch
|
2,943,846
|
99.27%
|
21,445
|
0.72%
|
FOR
|
AGAINST
|
ABSTAIN
|
BROKER
NON-VOTES
|
|
Total Voted
|
570,443
|
5,203
|
245
|
-
|
% of Voted
|
99.05%
|
0.90%
|
0.04%
|
FOR
|
AGAINST
|
ABSTAIN
|
BROKER
NON-VOTES
|
|
Total Voted
|
2,378,603
|
9,996
|
801
|
-
|
% of Voted
|
99.54%
|
0.41%
|
0.03%
|
FOR
|
AGAINST
|
ABSTAIN
|
BROKER
NON-VOTES
|
|
Total Voted
|
2,949,046
|
15,199
|
1,046
|
-
|
% of Voted
|
99.45%
|
0.51%
|
0.03%
|
QAD Inc.
|
||
Dated: June 12, 2015
|
By:
|
/s/ Daniel Lender
|
Daniel Lender
Chief Financial Officer, Secretary
|