0001140361-15-023937.txt : 20150611
0001140361-15-023937.hdr.sgml : 20150611
20150611161456
ACCESSION NUMBER: 0001140361-15-023937
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150609
FILED AS OF DATE: 20150611
DATE AS OF CHANGE: 20150611
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: QAD INC
CENTRAL INDEX KEY: 0001036188
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 770105228
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 100 INNOVATION PLACE
CITY: SANTA BARBARA
STATE: CA
ZIP: 93108
BUSINESS PHONE: 8055666000
MAIL ADDRESS:
STREET 1: 100 INNOVATION PLACE
CITY: SANTA BARBARA
STATE: CA
ZIP: 93108
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Chilton Anton
CENTRAL INDEX KEY: 0001644597
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35013
FILM NUMBER: 15926166
BUSINESS ADDRESS:
BUSINESS PHONE: 8055666100
MAIL ADDRESS:
STREET 1: 100 INNOVATION PLACE
CITY: SANTA BARBARA
STATE: CA
ZIP: 93108
FORMER NAME:
FORMER CONFORMED NAME: Chilton Anton Weinert
DATE OF NAME CHANGE: 20150609
3
1
doc1.xml
FORM 3
X0206
3
2015-06-09
0
0001036188
QAD INC
QADA, QADB
0001644597
Chilton Anton
100 INNOVATION PLACE
SANTA BARBARA
CA
93108
0
1
0
0
EVP, Global Services
Class A Common Stock ($0.001 par value)
13614
D
Class B Common Stock ($0.001 par value)
164
D
Stock Appreciation Right (Right to Buy)
5.04
2010-02-05
2017-02-05
Class A Common Stock
4000
D
Stock Appreciation Right (Right to Buy)
9.80
2010-10-15
2017-10-15
Class A Common Stock
2000
D
Stock Appreciation Right (Right to Buy)
9.95
2012-06-07
2019-06-07
Class A Common Stock
3375
D
Stock Appreciation Right (Right to Buy)
12.85
2013-06-12
2020-06-12
Class A Common Stock
7500
D
Stock Appreciation Right (Right to Buy)
11.81
2014-06-11
2021-06-11
Class A Common Stock
7500
D
Stock Appreciation Right (Right to Buy)
5.04
2010-02-05
2017-02-05
Class B Common Stock
1000
D
Stock Appreciation Right (Right to Buy)
9.80
2010-10-15
2017-10-15
Class B Common Stock
500
D
Original 16,000 SAR grant was made on February 5, 2009. All 16,000 SARs are fully vested. 12,000 SARs have been exercised leaving 4,000 unexercised SARs.
Original 4,000 SAR grant was made on October 15, 2009. All 4,000 SARs are fully vested. 2,000 SARs have been exercised leaving 2,000 unexercised SARs.
Original 4,500 SAR grant was made on June 7, 2011. All 4,500 SARs are fully vested. 1,125 SARs have been exercised leaving 3,375 unexercised SARs.
Original 7,500 SAR grant was made on June 12, 2012. 3,750 SARs have vested. 1,875 SARs will vest on June 12, 2015 and 1,875 shares will vest on June 12, 2016.
Original 7,500 SAR grant was made on June 11, 2013. 1,875 SARs have vested. 1,875 SARs will vest on each of June 11, 2015, June 11, 2016 and June 11, 2017.
Original 4,000 SAR grant was made on February 5, 2009. All 4,000 SARs are fully vested. 3,000 SARs have been exercised leaving 1,000 unexercised SARs.
Original 1,000 SAR grant was made on October 15, 2009. All 1,000 SARs are fully vested. 500 SARs have been exercised leaving 500 unexercised SARs.
Betty Weinert, attorney in fact for Anton Chilton
2015-06-11