0001140361-15-023762.txt : 20150610 0001140361-15-023762.hdr.sgml : 20150610 20150610152133 ACCESSION NUMBER: 0001140361-15-023762 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150609 FILED AS OF DATE: 20150610 DATE AS OF CHANGE: 20150610 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: QAD INC CENTRAL INDEX KEY: 0001036188 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 770105228 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 INNOVATION PLACE CITY: SANTA BARBARA STATE: CA ZIP: 93108 BUSINESS PHONE: 8055666000 MAIL ADDRESS: STREET 1: 100 INNOVATION PLACE CITY: SANTA BARBARA STATE: CA ZIP: 93108 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LOPKER KARL F CENTRAL INDEX KEY: 0001080338 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35013 FILM NUMBER: 15923408 MAIL ADDRESS: STREET 1: 100 INNOVATION PLACE CITY: SANTA BARBARA STATE: CA ZIP: 93108 4 1 doc1.xml FORM 4 X0306 4 2015-06-09 0 0001036188 QAD INC QADA, QADB 0001080338 LOPKER KARL F 100 INNOVATION PLACE SANTA BARBARA CA 93108 1 1 1 0 CEO Stock Appreciation Right (Right to Buy) 26.11 2015-06-09 4 A 0 160000 0 A 2016-06-09 2023-06-09 Class A Common Stock 160000 160000 D Stock Appreciation Right (Right to Buy) 21.25 2015-06-09 4 A 0 30000 0 A 2016-06-09 2023-06-09 Class B Common Stock 30000 30000 D Vests in four equal annual installments beginning June 9, 2016. Betty Weinert, attorney in fact for Karl F. Lopker 2015-06-10