0001140361-15-010346.txt : 20150305 0001140361-15-010346.hdr.sgml : 20150305 20150305105550 ACCESSION NUMBER: 0001140361-15-010346 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150131 FILED AS OF DATE: 20150305 DATE AS OF CHANGE: 20150305 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: QAD INC CENTRAL INDEX KEY: 0001036188 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 770105228 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 INNOVATION PLACE CITY: SANTA BARBARA STATE: CA ZIP: 93108 BUSINESS PHONE: 8055666000 MAIL ADDRESS: STREET 1: 100 INNOVATION PLACE CITY: SANTA BARBARA STATE: CA ZIP: 93108 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LOPKER PAMELA M CENTRAL INDEX KEY: 0001102753 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35013 FILM NUMBER: 15676070 MAIL ADDRESS: STREET 1: 100 INNOVATION PLACE CITY: SANTA BARBARA STATE: CA ZIP: 93108 5 1 doc1.xml FORM 5 X0306 5 2015-01-31 0 0 0 0001036188 QAD INC QADA 0001102753 LOPKER PAMELA M 100 INNOVATION PLACE SANTA BARBARA CA 93108 1 1 1 0 President Class A Common Stock ($0.001 par value) 2014-12-19 5 G 0 41000 0 D 5747464 D Class A Common Stock ($0.001 par value) 2014-10-03 5 G 0 2760 0 D 327380 I Lopker Family Foundation Class A Common Stock ($0.001 par value) 2014-10-13 5 G 0 2383 0 D 324997 I Lopker Family Foundation Class A Common Stock ($0.001 par value) 2014-10-15 5 G 0 1000 0 D 323997 I Lopker Family Foundation Class A Common Stock ($0.001 par value) 2014-10-16 5 G 0 1136 0 D 322861 I Lopker Family Foundation Class A Common Stock ($0.001 par value) 2014-09-17 5 G 0 721 0 D 322140 I Lopker Family Foundation Class A Common Stock ($0.001 par value) 2014-10-20 5 G 0 1783 0 D 320357 I Lopker Family Foundation Class A Common Stock ($0.001 par value) 2014-10-21 5 G 0 217 0 D 320140 I Lopker Family Foundation Class A Common Stock ($0.001 par value) 2014-12-19 5 G 0 41000 0 A 361140 I Lopker Family Foundation Class A Common Stock ($0.001 par value) 103511 D Class A Common Stock ($0.001 par value) 5084 I Lopker Family 1997 Charitable Remainder Trust Class A Common Stock ($0.001 par value) 103860 I By spouse Betty Weinert, attorney in fact for Pamela M. Lopker 2015-03-05