0001140361-15-002073.txt : 20150120
0001140361-15-002073.hdr.sgml : 20150119
20150120081242
ACCESSION NUMBER: 0001140361-15-002073
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150115
FILED AS OF DATE: 20150120
DATE AS OF CHANGE: 20150120
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: QAD INC
CENTRAL INDEX KEY: 0001036188
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 770105228
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 100 INNOVATION PLACE
CITY: SANTA BARBARA
STATE: CA
ZIP: 93108
BUSINESS PHONE: 8055666000
MAIL ADDRESS:
STREET 1: 100 INNOVATION PLACE
CITY: SANTA BARBARA
STATE: CA
ZIP: 93108
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LOPKER PAMELA M
CENTRAL INDEX KEY: 0001102753
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35013
FILM NUMBER: 15534019
MAIL ADDRESS:
STREET 1: 100 INNOVATION PLACE
CITY: SANTA BARBARA
STATE: CA
ZIP: 93108
4
1
doc1.xml
FORM 4
X0306
4
2015-01-15
0
0001036188
QAD INC
QADA
0001102753
LOPKER PAMELA M
100 INNOVATION PLACE
SANTA BARBARA
CA
93108
1
1
1
0
President
Class A Common Stock ($0.001 par value)
2015-01-15
4
S
0
1000000
20
D
5788464
D
Class A Common Stock ($0.001 par value)
103511
D
Class A Common Stock ($0.001 par value)
330140
I
Lopker Family Foundation
Class A Common Stock ($0.001 par value)
5084
I
Lopker Family 1997 Charitable Remainder Trust
Class A Common Stock ($0.001 par value)
103860
I
By spouse
The sale of 1,000,000 shares of Class A Common Stock (par value $0.001) from the Lopker Living Trust was made in connection with an underwritten public offering pursuant to a prospectus supplement filed with the Securities and Exchange Commission on January 15, 2015 and is being reported on Form 4 for both Pamela M. Lopker and Karl F. Lopker who act as joint trustees of the Lopker Living Trust.
Betty Weinert, attorney in fact for Pamela M. Lopker
2015-01-20