0001140361-15-002073.txt : 20150120 0001140361-15-002073.hdr.sgml : 20150119 20150120081242 ACCESSION NUMBER: 0001140361-15-002073 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150115 FILED AS OF DATE: 20150120 DATE AS OF CHANGE: 20150120 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: QAD INC CENTRAL INDEX KEY: 0001036188 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 770105228 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 INNOVATION PLACE CITY: SANTA BARBARA STATE: CA ZIP: 93108 BUSINESS PHONE: 8055666000 MAIL ADDRESS: STREET 1: 100 INNOVATION PLACE CITY: SANTA BARBARA STATE: CA ZIP: 93108 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LOPKER PAMELA M CENTRAL INDEX KEY: 0001102753 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35013 FILM NUMBER: 15534019 MAIL ADDRESS: STREET 1: 100 INNOVATION PLACE CITY: SANTA BARBARA STATE: CA ZIP: 93108 4 1 doc1.xml FORM 4 X0306 4 2015-01-15 0 0001036188 QAD INC QADA 0001102753 LOPKER PAMELA M 100 INNOVATION PLACE SANTA BARBARA CA 93108 1 1 1 0 President Class A Common Stock ($0.001 par value) 2015-01-15 4 S 0 1000000 20 D 5788464 D Class A Common Stock ($0.001 par value) 103511 D Class A Common Stock ($0.001 par value) 330140 I Lopker Family Foundation Class A Common Stock ($0.001 par value) 5084 I Lopker Family 1997 Charitable Remainder Trust Class A Common Stock ($0.001 par value) 103860 I By spouse The sale of 1,000,000 shares of Class A Common Stock (par value $0.001) from the Lopker Living Trust was made in connection with an underwritten public offering pursuant to a prospectus supplement filed with the Securities and Exchange Commission on January 15, 2015 and is being reported on Form 4 for both Pamela M. Lopker and Karl F. Lopker who act as joint trustees of the Lopker Living Trust. Betty Weinert, attorney in fact for Pamela M. Lopker 2015-01-20