0001140361-14-028643.txt : 20140717 0001140361-14-028643.hdr.sgml : 20140717 20140717153945 ACCESSION NUMBER: 0001140361-14-028643 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140716 FILED AS OF DATE: 20140717 DATE AS OF CHANGE: 20140717 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: QAD INC CENTRAL INDEX KEY: 0001036188 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 770105228 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 INNOVATION PLACE CITY: SANTA BARBARA STATE: CA ZIP: 93108 BUSINESS PHONE: 8055666000 MAIL ADDRESS: STREET 1: 100 INNOVATION PLACE CITY: SANTA BARBARA STATE: CA ZIP: 93108 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LOPKER PAMELA M CENTRAL INDEX KEY: 0001102753 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35013 FILM NUMBER: 14980293 MAIL ADDRESS: STREET 1: 100 INNOVATION PLACE CITY: SANTA BARBARA STATE: CA ZIP: 93108 4 1 doc1.xml FORM 4 X0306 4 2014-07-16 0 0001036188 QAD INC QADA, QADB 0001102753 LOPKER PAMELA M 100 INNOVATION PLACE SANTA BARBARA CA 93108 1 1 1 0 President Class A Common Stock ($0.001 par value) 2014-07-16 4 M 0 60000 14.74 A 152428 D Class A Common Stock ($0.001 par value) 2014-07-16 4 D 0 44220 20.00 D 108208 D Class A Common Stock ($0.001 par value) 2014-07-16 4 F 0 4697 20.00 D 103511 D Class B Common Stock ($0.001 par value) 2014-09-16 4 M 0 15000 14.74 A 43513 D Class B Common Stock ($0.001 par value) 2014-07-16 4 D 0 13320 16.60 D 30193 D Class A Common Stock ($0.001 par value) 6788464 D Class A Common Stock ($0.001 par value) 154437 I Bo Lopker Trust Class A Common Stock ($0.001 par value) 159887 I Juliana Lopker Trust Class A Common Stock ($0.001 par value) 330140 I Lopker Family Foundation Class A Common Stock ($0.001 par value) 5084 I Lopker Family 1997 Charitable Remainder Trust Class A Common Stock ($0.001 par value) 92575 I By Spouse Class B Common Stock ($0.001 par value) 1730307 D Class B Common Stock ($0.001 par value) 38370 I Bo Lopker Trust Class B Common Stock ($0.001 par value) 39463 I Juliana Lopker Trust Class B Common Stock ($0.001 par value) 19828 I Lopker Family Foundation Class B Common Stock ($0.001 par value) 1247 I Lopker Family 1997 Charitable Remainder Trust Class B Common Stock ($0.001 par value) 28548 I By Spouse Stock Appreciation Right (Right to Buy) 14.74 2014-07-16 4 M 0 60000 0 D 2007-09-06 2014-09-06 Class A Common Stock 60000 0 D Stock Appreciation Right (Right to Buy) 14.74 2014-07-16 4 M 0 15000 0 D 2007-09-06 2014-09-06 Class B Common Stock 15000 0 D Betty Weinert, attorney in fact for Pamela M. Lopker 2014-07-17