0001140361-14-028643.txt : 20140717
0001140361-14-028643.hdr.sgml : 20140717
20140717153945
ACCESSION NUMBER: 0001140361-14-028643
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140716
FILED AS OF DATE: 20140717
DATE AS OF CHANGE: 20140717
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: QAD INC
CENTRAL INDEX KEY: 0001036188
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 770105228
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 100 INNOVATION PLACE
CITY: SANTA BARBARA
STATE: CA
ZIP: 93108
BUSINESS PHONE: 8055666000
MAIL ADDRESS:
STREET 1: 100 INNOVATION PLACE
CITY: SANTA BARBARA
STATE: CA
ZIP: 93108
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LOPKER PAMELA M
CENTRAL INDEX KEY: 0001102753
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35013
FILM NUMBER: 14980293
MAIL ADDRESS:
STREET 1: 100 INNOVATION PLACE
CITY: SANTA BARBARA
STATE: CA
ZIP: 93108
4
1
doc1.xml
FORM 4
X0306
4
2014-07-16
0
0001036188
QAD INC
QADA, QADB
0001102753
LOPKER PAMELA M
100 INNOVATION PLACE
SANTA BARBARA
CA
93108
1
1
1
0
President
Class A Common Stock ($0.001 par value)
2014-07-16
4
M
0
60000
14.74
A
152428
D
Class A Common Stock ($0.001 par value)
2014-07-16
4
D
0
44220
20.00
D
108208
D
Class A Common Stock ($0.001 par value)
2014-07-16
4
F
0
4697
20.00
D
103511
D
Class B Common Stock ($0.001 par value)
2014-09-16
4
M
0
15000
14.74
A
43513
D
Class B Common Stock ($0.001 par value)
2014-07-16
4
D
0
13320
16.60
D
30193
D
Class A Common Stock ($0.001 par value)
6788464
D
Class A Common Stock ($0.001 par value)
154437
I
Bo Lopker Trust
Class A Common Stock ($0.001 par value)
159887
I
Juliana Lopker Trust
Class A Common Stock ($0.001 par value)
330140
I
Lopker Family Foundation
Class A Common Stock ($0.001 par value)
5084
I
Lopker Family 1997 Charitable Remainder Trust
Class A Common Stock ($0.001 par value)
92575
I
By Spouse
Class B Common Stock ($0.001 par value)
1730307
D
Class B Common Stock ($0.001 par value)
38370
I
Bo Lopker Trust
Class B Common Stock ($0.001 par value)
39463
I
Juliana Lopker Trust
Class B Common Stock ($0.001 par value)
19828
I
Lopker Family Foundation
Class B Common Stock ($0.001 par value)
1247
I
Lopker Family 1997 Charitable Remainder Trust
Class B Common Stock ($0.001 par value)
28548
I
By Spouse
Stock Appreciation Right (Right to Buy)
14.74
2014-07-16
4
M
0
60000
0
D
2007-09-06
2014-09-06
Class A Common Stock
60000
0
D
Stock Appreciation Right (Right to Buy)
14.74
2014-07-16
4
M
0
15000
0
D
2007-09-06
2014-09-06
Class B Common Stock
15000
0
D
Betty Weinert, attorney in fact for Pamela M. Lopker
2014-07-17