Delaware
|
0-22823
|
77-0105228
|
(State or Other Jurisdiction of Incorporation)
|
Commission File Number
|
(IRS Employer Identification No.)
|
100 Innovation Place, Santa Barbara, California
|
93108
|
(Address of Principal Executive Offices)
|
(Zip Code)
|
¨ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
¨ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
¨ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
¨ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Item 5.07 | Submission of Matters to a Vote of Security Holders |
1. | Election of five directors to serve until our 2015 annual meeting of stockholders: |
|
For
|
Percentage
|
Withheld
|
Percentage
|
||||||||||||
Karl F. Lopker
|
478,430
|
89.62
|
%
|
55,384
|
10.38
|
%
|
||||||||||
Pamela M. Lopker
|
473,799
|
88.76
|
%
|
60,015
|
11.24
|
%
|
||||||||||
Scott J. Adelson
|
528,875
|
99.07
|
%
|
4,939
|
0.93
|
%
|
||||||||||
Lee D. Roberts
|
527,152
|
98.75
|
%
|
6,662
|
1.25
|
%
|
||||||||||
Peter R. van Cuylenburg
|
525,343
|
98.41
|
%
|
8,471
|
1.59
|
%
|
|
For
|
Percentage
|
Withheld
|
Percentage
|
||||||||||||
Karl F. Lopker
|
2,364,522
|
93.79
|
%
|
156,607
|
6.21
|
%
|
||||||||||
Pamela M. Lopker
|
2,365,005
|
93.81
|
%
|
156,124
|
6.19
|
%
|
||||||||||
Scott J. Adelson
|
2,511,375
|
99.61
|
%
|
9,754
|
0.39
|
%
|
||||||||||
Lee D. Roberts
|
2,510,746
|
99.59
|
%
|
10,383
|
0.41
|
%
|
||||||||||
Peter R. van Cuylenburg
|
2,510,665
|
99.58
|
%
|
10,464
|
0.42
|
%
|
|
For
|
Percentage
|
Withheld
|
Percentage
|
||||||||||||
Karl F. Lopker
|
2,842,952
|
93.06
|
%
|
211,991
|
6.94
|
%
|
||||||||||
Pamela M. Lopker
|
2,838,804
|
92.92
|
%
|
216,139
|
7.08
|
%
|
||||||||||
Scott J. Adelson
|
3,040,250
|
99.52
|
%
|
14,693
|
0.48
|
%
|
||||||||||
Lee D. Roberts
|
3,037,898
|
99.44
|
%
|
17,045
|
0.56
|
%
|
||||||||||
Peter R. van Cuylenburg
|
3,036,008
|
99.38
|
%
|
18,935
|
0.62
|
%
|
2. | Advisory vote on the compensation of the Company's named executive officers: |
|
For
|
Against
|
Abstain
|
Broker non-votes
|
||||||||||||
|
||||||||||||||||
Total Voted
|
530,601
|
3,015
|
198
|
-
|
||||||||||||
% of Voted
|
99.39
|
%
|
0.56
|
%
|
0.03
|
%
|
|
For
|
Against
|
Abstain
|
Broker non-votes
|
||||||||||||
|
||||||||||||||||
Total Voted
|
2,508,674
|
11,884
|
571
|
-
|
||||||||||||
% of Voted
|
99.50
|
%
|
0.47
|
%
|
0.02
|
%
|
|
For
|
Against
|
Abstain
|
Broker non-votes
|
||||||||||||
|
||||||||||||||||
Total Voted
|
3,039,275
|
14,899
|
769
|
-
|
||||||||||||
% of Voted
|
99.48
|
%
|
0.48
|
%
|
0.02
|
%
|
|
QAD Inc.
|
|
|
|
|
Dated: June 16, 2014
|
By:
|
/s/ Daniel Lender
|
|
|
Daniel Lender
|
|
|
Chief Financial Officer
|