0001140361-14-016581.txt : 20140414 0001140361-14-016581.hdr.sgml : 20140414 20140414083402 ACCESSION NUMBER: 0001140361-14-016581 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140410 FILED AS OF DATE: 20140414 DATE AS OF CHANGE: 20140414 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: QAD INC CENTRAL INDEX KEY: 0001036188 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 770105228 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 INNOVATION PLACE CITY: SANTA BARBARA STATE: CA ZIP: 93108 BUSINESS PHONE: 8055666000 MAIL ADDRESS: STREET 1: 100 INNOVATION PLACE CITY: SANTA BARBARA STATE: CA ZIP: 93108 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Adelson Scott Joseph CENTRAL INDEX KEY: 0001360042 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35013 FILM NUMBER: 14761475 MAIL ADDRESS: STREET 1: 1930 CENTURY PARK WEST CITY: LOS ANGELES STATE: CA ZIP: 90067 4 1 doc1.xml FORM 4 X0306 4 2014-04-10 0 0001036188 QAD INC QADA, QADB 0001360042 Adelson Scott Joseph 1930 CENTURY PARK WEST LOS ANGELES CA 90067 1 0 0 0 Class A Common Stock ($0.001 par value) 2014-04-10 4 M 0 2399 15.20 A 30144 D Class A Common Stock ($0.001 par value) 2014-04-10 4 S 0 1886 19.63 D 28258 D Class B Common Stock ($0.001 par value) 2014-04-10 4 M 0 3000 15.20 A 6267 D Non-Qualified Stock Option (Right to Buy) 15.20 2014-04-10 4 M 0 2399 0 D 2007-04-13 2014-04-13 Class A Common Stock 2399 0 D Non-Qualified Stock Option (Right to Buy) 15.20 2014-04-10 4 M 0 3000 0 D 2007-04-13 2014-04-13 Class B Common Stock 3000 0 D This option, representing a right to purchase a total of 12,000 shares, became exercisable in three equal annual installments beginning April 13, 2007, which was the first anniversary of the date on which the option was granted. This option, representing a right to purchase a total of 3,000 shares, became exercisable in three equal annual installments beginning on April 13, 2007, which was the first anniversary of the date on which the option was granted. Betty Weinert, attorney in fact for Scott J. Adelson 2014-04-14