0001140361-14-016201.txt : 20140409
0001140361-14-016201.hdr.sgml : 20140409
20140409150849
ACCESSION NUMBER: 0001140361-14-016201
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140407
FILED AS OF DATE: 20140409
DATE AS OF CHANGE: 20140409
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: QAD INC
CENTRAL INDEX KEY: 0001036188
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 770105228
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 100 INNOVATION PLACE
CITY: SANTA BARBARA
STATE: CA
ZIP: 93108
BUSINESS PHONE: 8055666000
MAIL ADDRESS:
STREET 1: 100 INNOVATION PLACE
CITY: SANTA BARBARA
STATE: CA
ZIP: 93108
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Fleming Gordon
CENTRAL INDEX KEY: 0001461860
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35013
FILM NUMBER: 14753344
BUSINESS ADDRESS:
BUSINESS PHONE: 805-566-4511
MAIL ADDRESS:
STREET 1: 4232 ENCORE DRIVE
CITY: SANTA BARBARA
STATE: CA
ZIP: 93110
4
1
doc1.xml
FORM 4
X0306
4
2014-04-07
0
0001036188
QAD INC
QADA, QADB
0001461860
Fleming Gordon
4232 ENCORE DRIVE
SANTA BARBARA
CA
93110
0
1
0
0
EVP & Chief Marketing Officer
Class A Common Stock ($0.001 par value)
2014-04-07
4
M
0
2527
7.82
A
20895
D
Class A Common Stock ($0.001 par value)
2014-04-07
4
D
0
994
19.90
D
19901
D
Class A Common Stock ($0.001 par value)
2014-04-07
4
F
0
562
19.90
D
19339
D
Class B Common Stock ($0.001 par value)
2014-04-07
4
M
0
632
7.82
A
3194
D
Class B Common Stock ($0.001 par value)
2014-04-07
4
D
0
294
16.86
D
2900
D
Class B Common Stock ($0.001 par value)
2014-04-07
4
F
0
124
16.86
D
2776
D
Stock Appreciation Right (Right to Buy)
7.82
2014-04-07
4
M
0
2527
0
D
2010-08-13
2014-06-07
Class A Common Stock
2527
0
D
Stock Appreciation Right (Right to Buy)
7.82
2014-04-07
4
M
0
632
0
D
2010-08-13
2014-06-07
Class B Common Stock
632
0
D
Betty Weinert, attorney in fact for Gordon Fleming
2014-04-09