0001140361-14-016201.txt : 20140409 0001140361-14-016201.hdr.sgml : 20140409 20140409150849 ACCESSION NUMBER: 0001140361-14-016201 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140407 FILED AS OF DATE: 20140409 DATE AS OF CHANGE: 20140409 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: QAD INC CENTRAL INDEX KEY: 0001036188 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 770105228 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 INNOVATION PLACE CITY: SANTA BARBARA STATE: CA ZIP: 93108 BUSINESS PHONE: 8055666000 MAIL ADDRESS: STREET 1: 100 INNOVATION PLACE CITY: SANTA BARBARA STATE: CA ZIP: 93108 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Fleming Gordon CENTRAL INDEX KEY: 0001461860 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35013 FILM NUMBER: 14753344 BUSINESS ADDRESS: BUSINESS PHONE: 805-566-4511 MAIL ADDRESS: STREET 1: 4232 ENCORE DRIVE CITY: SANTA BARBARA STATE: CA ZIP: 93110 4 1 doc1.xml FORM 4 X0306 4 2014-04-07 0 0001036188 QAD INC QADA, QADB 0001461860 Fleming Gordon 4232 ENCORE DRIVE SANTA BARBARA CA 93110 0 1 0 0 EVP & Chief Marketing Officer Class A Common Stock ($0.001 par value) 2014-04-07 4 M 0 2527 7.82 A 20895 D Class A Common Stock ($0.001 par value) 2014-04-07 4 D 0 994 19.90 D 19901 D Class A Common Stock ($0.001 par value) 2014-04-07 4 F 0 562 19.90 D 19339 D Class B Common Stock ($0.001 par value) 2014-04-07 4 M 0 632 7.82 A 3194 D Class B Common Stock ($0.001 par value) 2014-04-07 4 D 0 294 16.86 D 2900 D Class B Common Stock ($0.001 par value) 2014-04-07 4 F 0 124 16.86 D 2776 D Stock Appreciation Right (Right to Buy) 7.82 2014-04-07 4 M 0 2527 0 D 2010-08-13 2014-06-07 Class A Common Stock 2527 0 D Stock Appreciation Right (Right to Buy) 7.82 2014-04-07 4 M 0 632 0 D 2010-08-13 2014-06-07 Class B Common Stock 632 0 D Betty Weinert, attorney in fact for Gordon Fleming 2014-04-09