0001140361-14-016000.txt : 20140408 0001140361-14-016000.hdr.sgml : 20140408 20140408084304 ACCESSION NUMBER: 0001140361-14-016000 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140404 FILED AS OF DATE: 20140408 DATE AS OF CHANGE: 20140408 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: QAD INC CENTRAL INDEX KEY: 0001036188 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 770105228 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 INNOVATION PLACE CITY: SANTA BARBARA STATE: CA ZIP: 93108 BUSINESS PHONE: 8055666000 MAIL ADDRESS: STREET 1: 100 INNOVATION PLACE CITY: SANTA BARBARA STATE: CA ZIP: 93108 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Adelson Scott Joseph CENTRAL INDEX KEY: 0001360042 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35013 FILM NUMBER: 14749992 MAIL ADDRESS: STREET 1: 1930 CENTURY PARK WEST CITY: LOS ANGELES STATE: CA ZIP: 90067 4 1 doc1.xml FORM 4 X0306 4 2014-04-04 0 0001036188 QAD INC QADA 0001360042 Adelson Scott Joseph 1930 CENTURY PARK WEST LOS ANGELES CA 90067 1 0 0 0 Class A Common Stock ($0.001 par value) 2014-04-04 4 M 0 3000 15.20 A 28984 D Class A Common Stock ($0.001 par value) 2014-04-04 4 S 0 2648 19.77 D 26336 D Non-Qualified Stock Option (Right to Buy) 15.20 2014-04-04 4 M 0 3000 0 A 2007-04-13 2014-04-13 Class A Common Stock 3000 8437 D This option representing a right to purchase a total of 12,000 shares became exercisable in three equal annual installments beginning on April 13, 2007, which was the first anniversary of the date on which the option was granted. Betty Weinert, attorney in fact for Scott J. Adelson 2014-04-08