0001140361-14-013802.txt : 20140321 0001140361-14-013802.hdr.sgml : 20140321 20140321143845 ACCESSION NUMBER: 0001140361-14-013802 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140320 FILED AS OF DATE: 20140321 DATE AS OF CHANGE: 20140321 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: QAD INC CENTRAL INDEX KEY: 0001036188 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 770105228 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 INNOVATION PLACE CITY: SANTA BARBARA STATE: CA ZIP: 93108 BUSINESS PHONE: 8055666000 MAIL ADDRESS: STREET 1: 100 INNOVATION PLACE CITY: SANTA BARBARA STATE: CA ZIP: 93108 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LENDER DANIEL CENTRAL INDEX KEY: 0001256733 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35013 FILM NUMBER: 14709802 MAIL ADDRESS: STREET 1: 100 INNOVATION PLACE CITY: SANTA BARBARA STATE: CA ZIP: 93108 4 1 doc1.xml FORM 4 X0306 4 2014-03-20 0 0001036188 QAD INC QADA, QADB 0001256733 LENDER DANIEL 100 INNOVATION PLACE SANTA BARBARA CA 93108 0 1 0 0 EVP & CFO Class A Common Stock ($0.001 par value) 2014-03-20 4 M 0 30770 7.82 A 188747 D Class A Common Stock ($0.001 par value) 2014-03-20 4 D 0 11377 21.15 D 177370 D Class A Common Stock ($0.001 par value) 2014-03-20 4 F 0 5177 21.15 D 172193 D Class B Common Stock ($0.001 par value) 2014-03-20 4 M 0 7693 7.82 A 16989 D Class B Common Stock ($0.001 par value) 2014-03-20 4 D 0 3343 18.00 D 13646 D Class B Common Stock ($0.001 par value) 2014-03-20 4 F 0 4350 18.00 D 9296 D Stock Appreciation Right (Right to Buy) 7.82 2014-03-20 4 M 0 30770 0 D 2010-10-23 2016-10-23 Class A Common Stock 30770 0 D Stock Appreciation Right (Right to Buy) 7.82 2014-03-20 4 M 0 7693 0 D 2010-10-23 2016-10-23 Class B Common Stock 7693 0 D Betty Weinert, attorney in fact for Daniel Lender 2014-03-21