0001140361-14-013799.txt : 20140321
0001140361-14-013799.hdr.sgml : 20140321
20140321142436
ACCESSION NUMBER: 0001140361-14-013799
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140320
FILED AS OF DATE: 20140321
DATE AS OF CHANGE: 20140321
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: QAD INC
CENTRAL INDEX KEY: 0001036188
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 770105228
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 100 INNOVATION PLACE
CITY: SANTA BARBARA
STATE: CA
ZIP: 93108
BUSINESS PHONE: 8055666000
MAIL ADDRESS:
STREET 1: 100 INNOVATION PLACE
CITY: SANTA BARBARA
STATE: CA
ZIP: 93108
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: O'Malia Thomas J
CENTRAL INDEX KEY: 0001373614
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35013
FILM NUMBER: 14709720
MAIL ADDRESS:
STREET 1: 22708 BRANDYWINE DRIVE
CITY: CALABASAS
STATE: CA
ZIP: 91302
4
1
doc1.xml
FORM 4
X0306
4
2014-03-20
0
0001036188
QAD INC
QADA, QADB
0001373614
O'Malia Thomas J
22708 BRANDYWINE DRIVE
CALABASAS
CA
91302
1
0
0
0
Class A Common Stock ($0.001 par value)
2014-03-20
4
M
0
12000
15.00
A
32746
D
Class A Common Stock ($0.001 par value)
2014-03-20
4
D
0
8511
21.15
D
24235
D
Class B Common Stock ($0.001 par value)
2014-03-20
4
M
0
3000
15.00
A
3331
D
Class B Common Stock ($0.001 par value)
2014-03-20
4
D
0
2500
18.00
D
831
D
Stock Appreciation Right (Right to Buy)
15.00
2014-03-20
4
M
0
12000
0
D
2007-08-15
2014-08-15
Class A Common Stock
12000
0
D
Stock Appreciation Right (Right to Buy)
15.00
2014-03-20
4
M
0
3000
0
D
2007-08-15
2014-08-15
Class B Common Stock
3000
0
D
Betty Weinert, attorney in fact for Thomas J. O'Malia
2014-03-21