0001140361-14-013799.txt : 20140321 0001140361-14-013799.hdr.sgml : 20140321 20140321142436 ACCESSION NUMBER: 0001140361-14-013799 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140320 FILED AS OF DATE: 20140321 DATE AS OF CHANGE: 20140321 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: QAD INC CENTRAL INDEX KEY: 0001036188 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 770105228 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 INNOVATION PLACE CITY: SANTA BARBARA STATE: CA ZIP: 93108 BUSINESS PHONE: 8055666000 MAIL ADDRESS: STREET 1: 100 INNOVATION PLACE CITY: SANTA BARBARA STATE: CA ZIP: 93108 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: O'Malia Thomas J CENTRAL INDEX KEY: 0001373614 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35013 FILM NUMBER: 14709720 MAIL ADDRESS: STREET 1: 22708 BRANDYWINE DRIVE CITY: CALABASAS STATE: CA ZIP: 91302 4 1 doc1.xml FORM 4 X0306 4 2014-03-20 0 0001036188 QAD INC QADA, QADB 0001373614 O'Malia Thomas J 22708 BRANDYWINE DRIVE CALABASAS CA 91302 1 0 0 0 Class A Common Stock ($0.001 par value) 2014-03-20 4 M 0 12000 15.00 A 32746 D Class A Common Stock ($0.001 par value) 2014-03-20 4 D 0 8511 21.15 D 24235 D Class B Common Stock ($0.001 par value) 2014-03-20 4 M 0 3000 15.00 A 3331 D Class B Common Stock ($0.001 par value) 2014-03-20 4 D 0 2500 18.00 D 831 D Stock Appreciation Right (Right to Buy) 15.00 2014-03-20 4 M 0 12000 0 D 2007-08-15 2014-08-15 Class A Common Stock 12000 0 D Stock Appreciation Right (Right to Buy) 15.00 2014-03-20 4 M 0 3000 0 D 2007-08-15 2014-08-15 Class B Common Stock 3000 0 D Betty Weinert, attorney in fact for Thomas J. O'Malia 2014-03-21