0001140361-14-012498.txt : 20140313 0001140361-14-012498.hdr.sgml : 20140313 20140313082308 ACCESSION NUMBER: 0001140361-14-012498 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140131 FILED AS OF DATE: 20140313 DATE AS OF CHANGE: 20140313 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: QAD INC CENTRAL INDEX KEY: 0001036188 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 770105228 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 INNOVATION PLACE CITY: SANTA BARBARA STATE: CA ZIP: 93108 BUSINESS PHONE: 8055666000 MAIL ADDRESS: STREET 1: 100 INNOVATION PLACE CITY: SANTA BARBARA STATE: CA ZIP: 93108 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LOPKER KARL F CENTRAL INDEX KEY: 0001080338 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35013 FILM NUMBER: 14689650 MAIL ADDRESS: STREET 1: 100 INNOVATION PLACE CITY: SANTA BARBARA STATE: CA ZIP: 93108 5 1 doc1.xml FORM 5 X0306 5 2014-01-31 0 0 0 0001036188 QAD INC QADA 0001080338 LOPKER KARL F 100 INNOVATION PLACE SANTA BARBARA CA 93108 1 1 1 0 CEO Class A Common Stock ($0.001 par value) 2013-12-18 5 G 0 50000 0 D 6788464 D Class A Common Stock ($0.001 par value) 2013-12-18 5 G 0 50000 0 A 330140 I Lopker Family Foundation Class A Common Stock ($0.001 par value) 92575 D Class A Common Stock ($0.001 par value) 154437 I Bo Lopker Trust Class A Common Stock ($0.001 par value) 159887 I Juliana Lopker Trust Class A Common Stock ($0.001 par value) 5084 I Lopker Family 1997 Charitable Remainder Trust Class A Common Stock ($0.001 par value) 92428 I By Spouse Betty Weinert, attorney in fact for Karl F. Lopker 2014-03-13