0001140361-13-044878.txt : 20131204 0001140361-13-044878.hdr.sgml : 20131204 20131204131801 ACCESSION NUMBER: 0001140361-13-044878 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131203 FILED AS OF DATE: 20131204 DATE AS OF CHANGE: 20131204 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: QAD INC CENTRAL INDEX KEY: 0001036188 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 770105228 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 100 INNOVATION PLACE CITY: SANTA BARBARA STATE: CA ZIP: 93108 BUSINESS PHONE: 8055666000 MAIL ADDRESS: STREET 1: 100 INNOVATION PLACE CITY: SANTA BARBARA STATE: CA ZIP: 93108 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROBERTS LEE D CENTRAL INDEX KEY: 0001169918 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35013 FILM NUMBER: 131256594 4 1 doc1.xml FORM 4 X0306 4 2013-12-03 0 0001036188 QAD INC QADA 0001169918 ROBERTS LEE D 9010 NE 47TH STREET YARROW POINT WA 98004 1 0 0 0 Class A Common Stock ($0.001 par value) 2013-12-03 4 S 0 2000 16.06 D 12156 D Betty Weinert, attorney in fact for Lee D. Roberts 2013-12-04