0001140361-13-038871.txt : 20131017 0001140361-13-038871.hdr.sgml : 20131017 20131017085257 ACCESSION NUMBER: 0001140361-13-038871 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131015 FILED AS OF DATE: 20131017 DATE AS OF CHANGE: 20131017 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: QAD INC CENTRAL INDEX KEY: 0001036188 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 770105228 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 100 INNOVATION PLACE CITY: SANTA BARBARA STATE: CA ZIP: 93108 BUSINESS PHONE: 8055666000 MAIL ADDRESS: STREET 1: 100 INNOVATION PLACE CITY: SANTA BARBARA STATE: CA ZIP: 93108 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LOPKER KARL F CENTRAL INDEX KEY: 0001080338 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35013 FILM NUMBER: 131155474 MAIL ADDRESS: STREET 1: 100 INNOVATION PLACE CITY: SANTA BARBARA STATE: CA ZIP: 93108 4 1 doc1.xml FORM 4 X0306 4 2013-10-15 0 0001036188 QAD INC QADA 0001080338 LOPKER KARL F 100 INNOVATION PLACE SANTA BARBARA CA 93108 1 1 1 0 CEO Class A Common Stock ($0.001 par value) 2013-10-15 4 F 0 3240 13.88 D 92673 D Class A Common Stock ($0.001 par value) 6838464 D Class A Common Stock ($0.001 par value) 280140 I Lopker Family Foundation Class A Common Stock ($0.001 par value) 154437 I Bo Lopker Trust Class A Common Stock ($0.001 par value) 159887 I Juliana Lopker Trust Class A Common Stock ($0.001 par value) 5084 I Lopker Family 1997 Charitable Remainder Trust Class A Common Stock ($0.001 par value) 92526 I By spouse Betty Weinert, attorney in fact for Karl F. Lopker 2013-10-17