0001140361-13-026547.txt : 20130627 0001140361-13-026547.hdr.sgml : 20130627 20130627162827 ACCESSION NUMBER: 0001140361-13-026547 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130625 FILED AS OF DATE: 20130627 DATE AS OF CHANGE: 20130627 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: QAD INC CENTRAL INDEX KEY: 0001036188 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 770105228 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 100 INNOVATION PLACE CITY: SANTA BARBARA STATE: CA ZIP: 93108 BUSINESS PHONE: 8055666000 MAIL ADDRESS: STREET 1: 100 INNOVATION PLACE CITY: SANTA BARBARA STATE: CA ZIP: 93108 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Fleming Gordon CENTRAL INDEX KEY: 0001461860 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35013 FILM NUMBER: 13937771 BUSINESS ADDRESS: BUSINESS PHONE: 805-566-4511 MAIL ADDRESS: STREET 1: 4232 ENCORE DRIVE CITY: SANTA BARBARA STATE: CA ZIP: 93110 4 1 doc1.xml FORM 4 X0306 4 2013-06-25 0 0001036188 QAD INC QADA, QADB 0001461860 Fleming Gordon 4232 ENCORE DRIVE SANTA BARBARA CA 93110 0 1 0 0 EVP & Chief Marketing Officer Class A Common Stock ($0.001 par value) 2013-06-25 4 M 0 1920 7.82 A 19912 D Class A Common Stock ($0.001 par value) 2013-06-25 4 D 0 1326 11.33 D 18586 D Class A Common Stock ($0.001 par value) 2013-06-25 4 F 0 218 11.33 D 18368 D Class B Common Stock ($0.001 par value) 2013-06-25 4 M 0 480 7.82 A 2959 D Class B Common Stock ($0.001 par value) 2013-06-25 4 D 0 349 10.77 D 2610 D Class B Common Stock ($0.001 par value) 2013-06-25 4 F 0 48 10.77 D 2562 D Stock Appreciation Right (Right to Buy) 7.82 2013-06-25 4 M 0 1920 0 D 2010-08-13 2013-07-12 Class A Common Stock 1920 0 D Stock Appreciation Right (Right to Buy) 7.82 2013-06-25 4 M 0 480 0 D 2010-08-13 2013-07-12 Class B Common Stock 480 0 D Betty Weinert, attorney in fact for Gordon Fleming 2013-06-27