0001140361-13-025160.txt : 20130613
0001140361-13-025160.hdr.sgml : 20130613
20130613142815
ACCESSION NUMBER: 0001140361-13-025160
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130611
FILED AS OF DATE: 20130613
DATE AS OF CHANGE: 20130613
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: QAD INC
CENTRAL INDEX KEY: 0001036188
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 770105228
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0131
BUSINESS ADDRESS:
STREET 1: 100 INNOVATION PLACE
CITY: SANTA BARBARA
STATE: CA
ZIP: 93108
BUSINESS PHONE: 8055666000
MAIL ADDRESS:
STREET 1: 100 INNOVATION PLACE
CITY: SANTA BARBARA
STATE: CA
ZIP: 93108
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Fleming Gordon
CENTRAL INDEX KEY: 0001461860
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35013
FILM NUMBER: 13911043
BUSINESS ADDRESS:
BUSINESS PHONE: 805-566-4511
MAIL ADDRESS:
STREET 1: 4232 ENCORE DRIVE
CITY: SANTA BARBARA
STATE: CA
ZIP: 93110
4
1
doc1.xml
FORM 4
X0306
4
2013-06-11
0
0001036188
QAD INC
QADA
0001461860
Fleming Gordon
4232 ENCORE DRIVE
SANTA BARBARA
CA
93110
0
1
0
0
EVP & Chief Marketing Officer
Class A Common Stock ($0.001 par value)
2013-06-11
4
A
0
2500
0
A
18221
D
Class A Common Stock ($0.001 par value)
2013-06-12
4
F
0
229
11.85
D
17992
D
Stock Appreciation Right (Right to Buy)
11.81
2013-06-11
4
A
0
7500
0
A
2014-06-11
2021-06-11
Class A Common Stock
7500
7500
D
Vests in four equal annual installments beginning June 11, 2014.
Betty Weinert, attorney in fact for Gordon Fleming
2013-06-13