0001140361-13-025160.txt : 20130613 0001140361-13-025160.hdr.sgml : 20130613 20130613142815 ACCESSION NUMBER: 0001140361-13-025160 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130611 FILED AS OF DATE: 20130613 DATE AS OF CHANGE: 20130613 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: QAD INC CENTRAL INDEX KEY: 0001036188 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 770105228 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 100 INNOVATION PLACE CITY: SANTA BARBARA STATE: CA ZIP: 93108 BUSINESS PHONE: 8055666000 MAIL ADDRESS: STREET 1: 100 INNOVATION PLACE CITY: SANTA BARBARA STATE: CA ZIP: 93108 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Fleming Gordon CENTRAL INDEX KEY: 0001461860 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35013 FILM NUMBER: 13911043 BUSINESS ADDRESS: BUSINESS PHONE: 805-566-4511 MAIL ADDRESS: STREET 1: 4232 ENCORE DRIVE CITY: SANTA BARBARA STATE: CA ZIP: 93110 4 1 doc1.xml FORM 4 X0306 4 2013-06-11 0 0001036188 QAD INC QADA 0001461860 Fleming Gordon 4232 ENCORE DRIVE SANTA BARBARA CA 93110 0 1 0 0 EVP & Chief Marketing Officer Class A Common Stock ($0.001 par value) 2013-06-11 4 A 0 2500 0 A 18221 D Class A Common Stock ($0.001 par value) 2013-06-12 4 F 0 229 11.85 D 17992 D Stock Appreciation Right (Right to Buy) 11.81 2013-06-11 4 A 0 7500 0 A 2014-06-11 2021-06-11 Class A Common Stock 7500 7500 D Vests in four equal annual installments beginning June 11, 2014. Betty Weinert, attorney in fact for Gordon Fleming 2013-06-13