0001140361-13-011154.txt : 20130307 0001140361-13-011154.hdr.sgml : 20130307 20130307091522 ACCESSION NUMBER: 0001140361-13-011154 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130131 FILED AS OF DATE: 20130307 DATE AS OF CHANGE: 20130307 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LOPKER KARL F CENTRAL INDEX KEY: 0001080338 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35013 FILM NUMBER: 13671676 MAIL ADDRESS: STREET 1: 100 INNOVATION PLACE CITY: SANTA BARBARA STATE: CA ZIP: 93108 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: QAD INC CENTRAL INDEX KEY: 0001036188 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 770105228 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 100 INNOVATION PLACE CITY: SANTA BARBARA STATE: CA ZIP: 93108 BUSINESS PHONE: 8055666000 MAIL ADDRESS: STREET 1: 100 INNOVATION PLACE CITY: SANTA BARBARA STATE: CA ZIP: 93108 5 1 doc1.xml FORM 5 X0306 5 2013-01-31 0 0 0 0001036188 QAD INC QADA 0001080338 LOPKER KARL F 100 INNOVATION PLACE SANTA BARBARA CA 93108 1 1 1 0 CEO Class A Common Stock ($0.001 par value) 2012-10-15 5 S 0 1000 12.70 D 280140 I Lopker Family Foundation Class A Common Stock ($0.001 par value) 2012-10-16 5 S 0 500 12.70 D 280140 I Lopker Family Foundation Class A Common Stock ($0.001 par value) 2012-10-17 5 S 0 2500 12.70 D 280140 I Lopker Family Foundation Class A Common Stock ($0.001 par value) 2012-10-18 5 S 0 1000 12.70 D 280140 I Lopker Family Foundation Class A Common Stock ($0.001 par value) 2012-10-19 5 S 0 116 12.70 D 280140 I Lopker Family Foundation Class A Common Stock ($0.001 par value) 2012-12-03 5 G 0 63000 0 A 280140 I Lopker Family Foundation Class A Common Stock ($0.001 par value) 2012-12-06 5 G 0 46000 0 A 280140 I Lopker Family Foundation Class A Common Stock ($0.001 par value) 2012-12-03 5 G 0 63000 0 D 6838464 D Class A Common Stock ($0.001 par value) 2012-12-06 5 G 0 46000 0 D 6838464 D Class A Common Stock ($0.001 par value) 95913 D Class A Common Stock ($0.001 par value) 154437 I Bo Lopker Trust Class A Common Stock ($0.001 par value) 159887 I Juliana Lopker Trust Class A Common Stock ($0.001 par value) 95766 I By spouse Class A Common Stock ($0.001 par value) 5084 I Lopker Family 1997 Charitable Remainder Trust Betty Weinert, attorney in fact for Karl F. Lopker 2013-03-07