0001140361-13-011154.txt : 20130307
0001140361-13-011154.hdr.sgml : 20130307
20130307091522
ACCESSION NUMBER: 0001140361-13-011154
CONFORMED SUBMISSION TYPE: 5
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130131
FILED AS OF DATE: 20130307
DATE AS OF CHANGE: 20130307
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LOPKER KARL F
CENTRAL INDEX KEY: 0001080338
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 5
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35013
FILM NUMBER: 13671676
MAIL ADDRESS:
STREET 1: 100 INNOVATION PLACE
CITY: SANTA BARBARA
STATE: CA
ZIP: 93108
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: QAD INC
CENTRAL INDEX KEY: 0001036188
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 770105228
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0131
BUSINESS ADDRESS:
STREET 1: 100 INNOVATION PLACE
CITY: SANTA BARBARA
STATE: CA
ZIP: 93108
BUSINESS PHONE: 8055666000
MAIL ADDRESS:
STREET 1: 100 INNOVATION PLACE
CITY: SANTA BARBARA
STATE: CA
ZIP: 93108
5
1
doc1.xml
FORM 5
X0306
5
2013-01-31
0
0
0
0001036188
QAD INC
QADA
0001080338
LOPKER KARL F
100 INNOVATION PLACE
SANTA BARBARA
CA
93108
1
1
1
0
CEO
Class A Common Stock ($0.001 par value)
2012-10-15
5
S
0
1000
12.70
D
280140
I
Lopker Family Foundation
Class A Common Stock ($0.001 par value)
2012-10-16
5
S
0
500
12.70
D
280140
I
Lopker Family Foundation
Class A Common Stock ($0.001 par value)
2012-10-17
5
S
0
2500
12.70
D
280140
I
Lopker Family Foundation
Class A Common Stock ($0.001 par value)
2012-10-18
5
S
0
1000
12.70
D
280140
I
Lopker Family Foundation
Class A Common Stock ($0.001 par value)
2012-10-19
5
S
0
116
12.70
D
280140
I
Lopker Family Foundation
Class A Common Stock ($0.001 par value)
2012-12-03
5
G
0
63000
0
A
280140
I
Lopker Family Foundation
Class A Common Stock ($0.001 par value)
2012-12-06
5
G
0
46000
0
A
280140
I
Lopker Family Foundation
Class A Common Stock ($0.001 par value)
2012-12-03
5
G
0
63000
0
D
6838464
D
Class A Common Stock ($0.001 par value)
2012-12-06
5
G
0
46000
0
D
6838464
D
Class A Common Stock ($0.001 par value)
95913
D
Class A Common Stock ($0.001 par value)
154437
I
Bo Lopker Trust
Class A Common Stock ($0.001 par value)
159887
I
Juliana Lopker Trust
Class A Common Stock ($0.001 par value)
95766
I
By spouse
Class A Common Stock ($0.001 par value)
5084
I
Lopker Family 1997 Charitable Remainder Trust
Betty Weinert, attorney in fact for Karl F. Lopker
2013-03-07