0001140361-13-002584.txt : 20130122 0001140361-13-002584.hdr.sgml : 20130121 20130122085213 ACCESSION NUMBER: 0001140361-13-002584 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130118 FILED AS OF DATE: 20130122 DATE AS OF CHANGE: 20130122 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: QAD INC CENTRAL INDEX KEY: 0001036188 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 770105228 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 100 INNOVATION PLACE CITY: SANTA BARBARA STATE: CA ZIP: 93108 BUSINESS PHONE: 8055666000 MAIL ADDRESS: STREET 1: 100 INNOVATION PLACE CITY: SANTA BARBARA STATE: CA ZIP: 93108 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LOPKER PAMELA M CENTRAL INDEX KEY: 0001102753 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35013 FILM NUMBER: 13539063 MAIL ADDRESS: STREET 1: 100 INNOVATION PLACE CITY: SANTA BARBARA STATE: CA ZIP: 93108 4 1 doc1.xml FORM 4 X0306 4 2013-01-18 0 0001036188 QAD INC QADA 0001102753 LOPKER PAMELA M 100 INNOVATION PLACE SANTA BARBARA CA 93108 1 1 1 0 President Class A Common Stock ($0.001 par value) 2013-01-18 4 J 0 549 13.35 A 95766 D Class A Common Stock ($0.001 par value) 6838465 D Class A Common Stock ($0.001 par value) 280141 I Lopker Family Foundation Class A Common Stock ($0.001 par value) 154437 I Bo Lopker Trust Class A Common Stock ($0.001 par value) 159888 I Juliana Lopker Trust Class A Common Stock ($0.001 par value) 95918 I By Spouse Class A Common Stock ($0.001 par value) 5084 I Lopker Family 1997 Charitable Remainder Trust Acquisition of shares pursuant to a stock dividend to shareholders of record on the transaction date by which reporting person, together with all other shareholders of the Company, could elect to receive stock or cash. Betty Weinert, attorney in fact for Pamela M. Lopker 2013-01-22