0001140361-12-034735.txt : 20120802 0001140361-12-034735.hdr.sgml : 20120802 20120802100106 ACCESSION NUMBER: 0001140361-12-034735 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120612 FILED AS OF DATE: 20120802 DATE AS OF CHANGE: 20120802 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: QAD INC CENTRAL INDEX KEY: 0001036188 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 770105228 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 100 INNOVATION PLACE CITY: SANTA BARBARA STATE: CA ZIP: 93108 BUSINESS PHONE: 8055666000 MAIL ADDRESS: STREET 1: 100 INNOVATION PLACE CITY: SANTA BARBARA STATE: CA ZIP: 93108 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LOPKER PAMELA M CENTRAL INDEX KEY: 0001102753 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-35013 FILM NUMBER: 121002099 MAIL ADDRESS: STREET 1: 100 INNOVATION PLACE CITY: SANTA BARBARA STATE: CA ZIP: 93108 4/A 1 doc1.xml FORM 4/A X0306 4/A 2012-06-12 2012-06-14 0 0001036188 QAD INC QADA 0001102753 LOPKER PAMELA M 100 INNOVATION PLACE SANTA BARBARA CA 93108 1 1 1 0 President Stock Appreciation Right (right to buy) 12.85 2012-06-12 4 A 0 160000 0 A 2013-06-12 2020-06-12 Class A Common Stock 160000 160000 D The original grant of 190,000 QADA SARs was reduced to 160,000 QADA SARs. Vests in four equal annual installments beginning June 12, 2013. Betty Weinert, attorney in fact for Pamela M. Lopker 2012-08-02