0001140361-12-034730.txt : 20120802
0001140361-12-034730.hdr.sgml : 20120802
20120802095103
ACCESSION NUMBER: 0001140361-12-034730
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120612
FILED AS OF DATE: 20120802
DATE AS OF CHANGE: 20120802
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LOPKER KARL F
CENTRAL INDEX KEY: 0001080338
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35013
FILM NUMBER: 121002068
MAIL ADDRESS:
STREET 1: 100 INNOVATION PLACE
CITY: SANTA BARBARA
STATE: CA
ZIP: 93108
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: QAD INC
CENTRAL INDEX KEY: 0001036188
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 770105228
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0131
BUSINESS ADDRESS:
STREET 1: 100 INNOVATION PLACE
CITY: SANTA BARBARA
STATE: CA
ZIP: 93108
BUSINESS PHONE: 8055666000
MAIL ADDRESS:
STREET 1: 100 INNOVATION PLACE
CITY: SANTA BARBARA
STATE: CA
ZIP: 93108
4/A
1
doc1.xml
FORM 4/A
X0306
4/A
2012-06-12
2012-06-14
0
0001036188
QAD INC
QADA
0001080338
LOPKER KARL F
100 INNOVATION PLACE
SANTA BARBARA
CA
93108
1
1
1
0
CEO
Stock Appreciation Right (right to buy)
12.85
2012-06-12
4
A
0
160000
0
A
2013-06-12
2020-06-12
Class A Common Stock
160000
160000
D
The original grant of 190,000 QADA SARs was reduced to 160,000 QADA SARs.
Vests in four equal annual installments beginning June 12, 2013.
Betty Weinert, attorney in fact for Karl F. Lopker
2012-08-02