Delaware
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0-22823
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77-0105228
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(State or other jurisdiction of incorporation)
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(Commission File Number)
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(IRS Employer Identification Number)
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100 Innovation Place, Santa Barbara, California
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93108
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(Address of principal executive offices)
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(Zip code)
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o
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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o
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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o
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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o
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Item 5.07
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Submission of Matters to a Vote of Security Holders
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1.
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Election of six directors to hold office until our 2013 annual meeting of stockholders:
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NUMBER OF
SHARES
FOR
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% OF
SHARES
VOTED
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NUMBER OF
SHARES
WITHHELD
|
% OF
SHARES
VOTED
|
|||||||||||||
Karl F. Lopker
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452,733 | 88.50 | % | 58,849 | 11.50 | % | ||||||||||
Pamela M. Lopker
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448,218 | 87.61 | % | 63,364 | 12.39 | % | ||||||||||
Scott J. Adelson
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495,536 | 96.86 | % | 16,046 | 3.14 | % | ||||||||||
Thomas J. O’Malia
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492,728 | 96.31 | % | 18,854 | 3.69 | % | ||||||||||
Lee D. Roberts
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492,710 | 96.31 | % | 18,872 | 3.69 | % | ||||||||||
Peter R. van Cuylenburg
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491,243 | 96.02 | % | 20,339 | 3.98 | % |
NUMBER OF
SHARES
FOR
|
% OF
SHARES
VOTED
|
NUMBER OF
SHARES
WITHHELD
|
% OF
SHARES
VOTED
|
|||||||||||||
Karl F. Lopker
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2,276,236 | 89.78 | % | 259,175 | 10.22 | % | ||||||||||
Pamela M. Lopker
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2,273,380 | 89.67 | % | 262,031 | 10.33 | % | ||||||||||
Scott J. Adelson
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2,471,236 | 97.47 | % | 64,175 | 2.53 | % | ||||||||||
Thomas J. O’Malia
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2,465,077 | 97.23 | % | 70,334 | 2.77 | % | ||||||||||
Lee D. Roberts
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2,465,018 | 97.22 | % | 70,393 | 2.78 | % | ||||||||||
Peter R. van Cuylenburg
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2,458,957 | 96.98 | % | 76,454 | 3.02 | % |
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2.
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Approval of amendment to the QAD Inc. 2006 Stock Incentive Program to provide for an increase in the number of shares of Class A Common Stock available for issuance by 2,000,000 shares:
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FOR
|
AGAINST
|
ABSTAIN
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BROKER NON-
VOTES
|
|||||||||||||
Total Voted
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436,211 | 75,176 | 195 | -- | ||||||||||||
% of Voted
|
85.26 | % | 14.69 | % | 0.03 | % |
Total Voted
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2,244,240 | 290,189 | 352 | -- | ||||||||||||
% of Voted
|
88.51 | % | 11.47 | % | 0.01 | % |
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3.
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Re-approval of the material terms for payment of performance-based awards issued under the QAD Inc. 2006 Stock Incentive Program so that such awards qualify as performance-based under Internal Revenue Code Section 162(m):
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FOR
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AGAINST
|
ABSTAIN
|
BROKER NON-
VOTES
|
|||||||||||||
Total Voted
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502,676 | 8,444 | 462 | -- | ||||||||||||
% of Voted
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98.25 | % | 1.65 | % | 0.09 | % |
Total Voted
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2,519,845 | 13,921 | 1,645 | -- | ||||||||||||
% of Voted
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99.38 | % | 0.54 | % | 0.06 | % |
QAD Inc.
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(Registrant) | |||
Date: June 15, 2012
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By:
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/s/ Daniel Lender
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Daniel Lender
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Chief Financial Officer
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(on behalf of the Registrant and as Principal Financial Officer) |