0001140361-12-019822.txt : 20120409 0001140361-12-019822.hdr.sgml : 20120409 20120409163956 ACCESSION NUMBER: 0001140361-12-019822 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120405 FILED AS OF DATE: 20120409 DATE AS OF CHANGE: 20120409 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: QAD INC CENTRAL INDEX KEY: 0001036188 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 770105228 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 100 INNOVATION PLACE CITY: SANTA BARBARA STATE: CA ZIP: 93108 BUSINESS PHONE: 8055666000 MAIL ADDRESS: STREET 1: 100 INNOVATION PLACE CITY: SANTA BARBARA STATE: CA ZIP: 93108 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LOPKER PAMELA M CENTRAL INDEX KEY: 0001102753 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35013 FILM NUMBER: 12750007 MAIL ADDRESS: STREET 1: 100 INNOVATION PLACE CITY: SANTA BARBARA STATE: CA ZIP: 93108 4 1 doc1.xml FORM 4 X0305 4 2012-04-05 0 0001036188 QAD INC QADA 0001102753 LOPKER PAMELA M 100 INNOVATION PLACE SANTA BARBARA CA 93108 1 1 1 0 President Class A Common Stock ($0.001 par value) 2012-04-05 4 J 0 475 0 A 98707 D Class A Common Stock ($0.001 par value) 6946363 D Class A Common Stock ($0.001 par value) 175425 I Lopker Family Foundation Class A Common Stock ($0.001 par value) 5084 I Lopker Family 1997 Charitable Remainder Trust Class A Common Stock ($0.001 par value) 103052 I By Spouse Class A Common Stock ($0.001 par value) 153480 I Bo Lopker Trust Class A Common Stock ($0.001 par value) 157999 I Juliana Lopker Trust Acquisition of shares pursuant to a stock dividend to shareholders of record on the transaction date by which reporting person, together with all other shareholders of the Company, could elect to receive stock or cash. Ms. Lopker disclaims beneficial ownership of the shares held indirectly except to the extent of her pecuniary interest therein. Betty Weinert, attorney in fact for Pamela M. Lopker 2012-04-09