0001140361-12-003582.txt : 20120125
0001140361-12-003582.hdr.sgml : 20120125
20120125135729
ACCESSION NUMBER: 0001140361-12-003582
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120123
FILED AS OF DATE: 20120125
DATE AS OF CHANGE: 20120125
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Fleming Gordon
CENTRAL INDEX KEY: 0001461860
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35013
FILM NUMBER: 12544207
BUSINESS ADDRESS:
BUSINESS PHONE: 805-566-4511
MAIL ADDRESS:
STREET 1: 4232 ENCORE DRIVE
CITY: SANTA BARBARA
STATE: CA
ZIP: 93110
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: QAD INC
CENTRAL INDEX KEY: 0001036188
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 770105228
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0131
BUSINESS ADDRESS:
STREET 1: 100 INNOVATION PLACE
CITY: SANTA BARBARA
STATE: CA
ZIP: 93108
BUSINESS PHONE: 8055666000
MAIL ADDRESS:
STREET 1: 100 INNOVATION PLACE
CITY: SANTA BARBARA
STATE: CA
ZIP: 93108
4
1
doc1.xml
FORM 4
X0304
4
2012-01-23
0
0001036188
QAD INC
QADA, QADB
0001461860
Fleming Gordon
4232 ENCORE DRIVE
SANTA BARBARA
CA
93110
0
1
0
0
EVP & Chief Marketing Officer
Class A Common Stock ($0.001 par value)
2011-10-10
5
J
0
39
10.64
A
14456
D
Class A Common Stock ($0.001 par value)
2012-01-09
5
J
0
55
10.80
A
14511
D
Class A Common Stock ($0.001 par value)
2012-01-23
4
M
0
778
7.82
A
15289
D
Class A Common Stock ($0.001 par value)
2012-01-23
4
D
0
486
12.54
D
14803
D
Class A Common Stock ($0.001 par value)
2012-01-23
4
F
0
107
12.54
D
14696
D
Class B Common Stock ($0.001 par value)
2012-01-23
4
M
0
195
7.82
A
2901
D
Class B Common Stock ($0.001 par value)
2012-01-23
4
D
0
123
12.40
D
2778
D
Class B Common Stock ($0.001 par value)
2012-01-23
4
F
0
26
12.40
D
2752
D
Stock Appreciation Right (right to buy)
7.82
2012-01-23
4
M
0
778
0
D
2010-08-13
2012-03-08
Class A Common Stock
778
0
D
Stock Appreciation Right (right to buy)
7.82
2012-01-23
4
M
0
195
0
D
2010-08-13
2012-03-08
Class B Common Stock
195
0
D
This filing on Form 4 discloses the acquisition of shares of QAD Class A Common Stock pursuant to a dividend which is exempt from the reporting requirements of Section 16 pursuant to Rule 16a-9(a).
Received pursuant to a dividend paid on QAD's outstanding stock which was payable either in cash or QAD Class A Common Stock at the election of the holder. This Form 4 reports a stock dividend received.
Grant was for 778 shares of QADA. After this transaction, no shares remain of the original grant.
Grant was for 195 shares of QADB. After this transaction, no shares remain of the original grant.
Betty Weinert, attorney in fact for Gordon Fleming
2012-01-24