0001140361-12-003582.txt : 20120125 0001140361-12-003582.hdr.sgml : 20120125 20120125135729 ACCESSION NUMBER: 0001140361-12-003582 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120123 FILED AS OF DATE: 20120125 DATE AS OF CHANGE: 20120125 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Fleming Gordon CENTRAL INDEX KEY: 0001461860 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35013 FILM NUMBER: 12544207 BUSINESS ADDRESS: BUSINESS PHONE: 805-566-4511 MAIL ADDRESS: STREET 1: 4232 ENCORE DRIVE CITY: SANTA BARBARA STATE: CA ZIP: 93110 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: QAD INC CENTRAL INDEX KEY: 0001036188 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 770105228 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 100 INNOVATION PLACE CITY: SANTA BARBARA STATE: CA ZIP: 93108 BUSINESS PHONE: 8055666000 MAIL ADDRESS: STREET 1: 100 INNOVATION PLACE CITY: SANTA BARBARA STATE: CA ZIP: 93108 4 1 doc1.xml FORM 4 X0304 4 2012-01-23 0 0001036188 QAD INC QADA, QADB 0001461860 Fleming Gordon 4232 ENCORE DRIVE SANTA BARBARA CA 93110 0 1 0 0 EVP & Chief Marketing Officer Class A Common Stock ($0.001 par value) 2011-10-10 5 J 0 39 10.64 A 14456 D Class A Common Stock ($0.001 par value) 2012-01-09 5 J 0 55 10.80 A 14511 D Class A Common Stock ($0.001 par value) 2012-01-23 4 M 0 778 7.82 A 15289 D Class A Common Stock ($0.001 par value) 2012-01-23 4 D 0 486 12.54 D 14803 D Class A Common Stock ($0.001 par value) 2012-01-23 4 F 0 107 12.54 D 14696 D Class B Common Stock ($0.001 par value) 2012-01-23 4 M 0 195 7.82 A 2901 D Class B Common Stock ($0.001 par value) 2012-01-23 4 D 0 123 12.40 D 2778 D Class B Common Stock ($0.001 par value) 2012-01-23 4 F 0 26 12.40 D 2752 D Stock Appreciation Right (right to buy) 7.82 2012-01-23 4 M 0 778 0 D 2010-08-13 2012-03-08 Class A Common Stock 778 0 D Stock Appreciation Right (right to buy) 7.82 2012-01-23 4 M 0 195 0 D 2010-08-13 2012-03-08 Class B Common Stock 195 0 D This filing on Form 4 discloses the acquisition of shares of QAD Class A Common Stock pursuant to a dividend which is exempt from the reporting requirements of Section 16 pursuant to Rule 16a-9(a). Received pursuant to a dividend paid on QAD's outstanding stock which was payable either in cash or QAD Class A Common Stock at the election of the holder. This Form 4 reports a stock dividend received. Grant was for 778 shares of QADA. After this transaction, no shares remain of the original grant. Grant was for 195 shares of QADB. After this transaction, no shares remain of the original grant. Betty Weinert, attorney in fact for Gordon Fleming 2012-01-24