0001140361-11-056089.txt : 20111205
0001140361-11-056089.hdr.sgml : 20111205
20111205135150
ACCESSION NUMBER: 0001140361-11-056089
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20111201
FILED AS OF DATE: 20111205
DATE AS OF CHANGE: 20111205
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ROBERTS LEE D
CENTRAL INDEX KEY: 0001169918
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35013
FILM NUMBER: 111242663
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: QAD INC
CENTRAL INDEX KEY: 0001036188
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 770105228
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0131
BUSINESS ADDRESS:
STREET 1: 100 INNOVATION PLACE
CITY: SANTA BARBARA
STATE: CA
ZIP: 93108
BUSINESS PHONE: 8055666000
MAIL ADDRESS:
STREET 1: 100 INNOVATION PLACE
CITY: SANTA BARBARA
STATE: CA
ZIP: 93108
4
1
doc1.xml
FORM 4
X0304
4
2011-12-01
0
0001036188
QAD INC
QADA, QADB
0001169918
ROBERTS LEE D
9010 NE 47TH STREET
YARROW POINT
WA
98004
1
0
0
0
Class A Common Stock ($0.001 par value)
2011-04-25
5
J
0
33
10.79
A
16667
D
Class A Common Stock ($0.001 par value)
2011-07-12
5
J
0
35
10.49
A
16702
D
Class A Common Stock ($0.001 par value)
2011-10-10
5
J
0
48
10.64
A
16750
D
Class A Common Stock ($0.001 par value)
2011-12-01
4
S
0
2700
11.08
D
14050
D
Class B Common Stock ($0.001 par value)
2011-12-01
4
S
0
784
10.87
D
2368
D
Class A Common Stock ($0.001 par value)
2011-12-02
4
S
0
4300
11.04
D
9750
D
This filing on Form 4 discloses the acquisition of shares of QAD Class A Common Stock pursuant to a dividend which is exempt from the reporting requirements of Section 16 pursuant to Rule 16a-9(a).
Received pursuant to a dividend paid on QAD's outstanding stock which was payable either in cash or QAD Class A Common Stock at the election of the holder. This Form 4 reports a stock dividend received.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.07 to $11.10 inclusive. The reporting person undertakes to provide to QAD Inc., and security holders of QAD Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in Footnotes #3, #4 and #5 to this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.83 to $10.90, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.00 to $11.08, inclusive.
Betty Weinert, attorney in fact for Lee D. Roberts
2011-12-02