0001140361-11-056089.txt : 20111205 0001140361-11-056089.hdr.sgml : 20111205 20111205135150 ACCESSION NUMBER: 0001140361-11-056089 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111201 FILED AS OF DATE: 20111205 DATE AS OF CHANGE: 20111205 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROBERTS LEE D CENTRAL INDEX KEY: 0001169918 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35013 FILM NUMBER: 111242663 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: QAD INC CENTRAL INDEX KEY: 0001036188 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 770105228 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 100 INNOVATION PLACE CITY: SANTA BARBARA STATE: CA ZIP: 93108 BUSINESS PHONE: 8055666000 MAIL ADDRESS: STREET 1: 100 INNOVATION PLACE CITY: SANTA BARBARA STATE: CA ZIP: 93108 4 1 doc1.xml FORM 4 X0304 4 2011-12-01 0 0001036188 QAD INC QADA, QADB 0001169918 ROBERTS LEE D 9010 NE 47TH STREET YARROW POINT WA 98004 1 0 0 0 Class A Common Stock ($0.001 par value) 2011-04-25 5 J 0 33 10.79 A 16667 D Class A Common Stock ($0.001 par value) 2011-07-12 5 J 0 35 10.49 A 16702 D Class A Common Stock ($0.001 par value) 2011-10-10 5 J 0 48 10.64 A 16750 D Class A Common Stock ($0.001 par value) 2011-12-01 4 S 0 2700 11.08 D 14050 D Class B Common Stock ($0.001 par value) 2011-12-01 4 S 0 784 10.87 D 2368 D Class A Common Stock ($0.001 par value) 2011-12-02 4 S 0 4300 11.04 D 9750 D This filing on Form 4 discloses the acquisition of shares of QAD Class A Common Stock pursuant to a dividend which is exempt from the reporting requirements of Section 16 pursuant to Rule 16a-9(a). Received pursuant to a dividend paid on QAD's outstanding stock which was payable either in cash or QAD Class A Common Stock at the election of the holder. This Form 4 reports a stock dividend received. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.07 to $11.10 inclusive. The reporting person undertakes to provide to QAD Inc., and security holders of QAD Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in Footnotes #3, #4 and #5 to this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.83 to $10.90, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.00 to $11.08, inclusive. Betty Weinert, attorney in fact for Lee D. Roberts 2011-12-02