0001140361-11-049600.txt : 20111017 0001140361-11-049600.hdr.sgml : 20111017 20111017143907 ACCESSION NUMBER: 0001140361-11-049600 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111015 FILED AS OF DATE: 20111017 DATE AS OF CHANGE: 20111017 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: QAD INC CENTRAL INDEX KEY: 0001036188 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 770105228 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 100 INNOVATION PLACE CITY: SANTA BARBARA STATE: CA ZIP: 93108 BUSINESS PHONE: 8055666000 MAIL ADDRESS: STREET 1: 100 INNOVATION PLACE CITY: SANTA BARBARA STATE: CA ZIP: 93108 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LOPKER PAMELA M CENTRAL INDEX KEY: 0001102753 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35013 FILM NUMBER: 111143619 MAIL ADDRESS: STREET 1: 100 INNOVATION PLACE CITY: SANTA BARBARA STATE: CA ZIP: 93108 4 1 doc1.xml FORM 4 X0304 4 2011-10-15 0 0001036188 QAD INC QADA, QADB 0001102753 LOPKER PAMELA M 100 INNOVATION PLACE SANTA BARBARA CA 93108 1 1 1 0 President Class A Common Stock ($0.001 par value) 2011-04-25 5 J 0 337 10.79 A 101485 D Class A Common Stock ($0.001 par value) 2011-07-12 5 J 0 349 10.49 A 101834 D Class A Common Stock ($0.001 par value) 2011-10-15 4 F 0 4595 11.28 D 97239 D This filing on Form 4 discloses the acquisition of shares of a QAD Class A Common Stock dividend which is exempt from the reporting requirements of Section 16 pursuant to Rule 16a-9(a). Received pursuant to a dividend paid on QAD's outstanding stock which was payable either in cash or QAD Class A Common Stock at the election of the holder. This Form 4 reports a stock dividend received. Betty Weinert, attorney in fact for Pamela M. Lopker 2011-10-17