0001140361-11-047135.txt : 20110928 0001140361-11-047135.hdr.sgml : 20110928 20110928141608 ACCESSION NUMBER: 0001140361-11-047135 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110927 FILED AS OF DATE: 20110928 DATE AS OF CHANGE: 20110928 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Fleming Gordon CENTRAL INDEX KEY: 0001461860 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35013 FILM NUMBER: 111111581 BUSINESS ADDRESS: BUSINESS PHONE: 805-566-4511 MAIL ADDRESS: STREET 1: 4232 ENCORE DRIVE CITY: SANTA BARBARA STATE: CA ZIP: 93110 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: QAD INC CENTRAL INDEX KEY: 0001036188 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 770105228 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 100 INNOVATION PLACE CITY: SANTA BARBARA STATE: CA ZIP: 93108 BUSINESS PHONE: 8055666000 MAIL ADDRESS: STREET 1: 100 INNOVATION PLACE CITY: SANTA BARBARA STATE: CA ZIP: 93108 4 1 doc1.xml FORM 4 X0304 4 2011-09-27 0 0001036188 QAD INC QADA, QADB 0001461860 Fleming Gordon 4232 ENCORE DRIVE SANTA BARBARA CA 93110 0 1 0 0 EVP & Chief Marketing Officer Class A Common Stock ($0.001 par value) 2011-07-12 5 J 0 39 10.49 A 14967 D Class A Common Stock ($0.001 par value) 2011-09-27 4 F 0 550 11.03 D 14417 D Class B Common Stock ($0.001 par value) 2011-09-27 4 F 0 137 10.51 D 2706 D This filing on Form 4 discloses the acquisition of shares of QAD Class A Common Stock pursuant to a dividend which is exempt from the reporting requirements of Section 16 pursuant to Rule 16a-9(a). Recieved pursuant to a dividend paid on QAD's outstanding stock which was payable either in cash or QAD Class A Common Stock at the election of the holder. This Form 4 reports a stock dividend received. Betty Weinert, attorney in fact for Gordon Fleming 2011-09-28