0001140361-11-047135.txt : 20110928
0001140361-11-047135.hdr.sgml : 20110928
20110928141608
ACCESSION NUMBER: 0001140361-11-047135
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110927
FILED AS OF DATE: 20110928
DATE AS OF CHANGE: 20110928
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Fleming Gordon
CENTRAL INDEX KEY: 0001461860
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35013
FILM NUMBER: 111111581
BUSINESS ADDRESS:
BUSINESS PHONE: 805-566-4511
MAIL ADDRESS:
STREET 1: 4232 ENCORE DRIVE
CITY: SANTA BARBARA
STATE: CA
ZIP: 93110
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: QAD INC
CENTRAL INDEX KEY: 0001036188
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 770105228
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0131
BUSINESS ADDRESS:
STREET 1: 100 INNOVATION PLACE
CITY: SANTA BARBARA
STATE: CA
ZIP: 93108
BUSINESS PHONE: 8055666000
MAIL ADDRESS:
STREET 1: 100 INNOVATION PLACE
CITY: SANTA BARBARA
STATE: CA
ZIP: 93108
4
1
doc1.xml
FORM 4
X0304
4
2011-09-27
0
0001036188
QAD INC
QADA, QADB
0001461860
Fleming Gordon
4232 ENCORE DRIVE
SANTA BARBARA
CA
93110
0
1
0
0
EVP & Chief Marketing Officer
Class A Common Stock ($0.001 par value)
2011-07-12
5
J
0
39
10.49
A
14967
D
Class A Common Stock ($0.001 par value)
2011-09-27
4
F
0
550
11.03
D
14417
D
Class B Common Stock ($0.001 par value)
2011-09-27
4
F
0
137
10.51
D
2706
D
This filing on Form 4 discloses the acquisition of shares of QAD Class A Common Stock pursuant to a dividend which is exempt from the reporting requirements of Section 16 pursuant to Rule 16a-9(a).
Recieved pursuant to a dividend paid on QAD's outstanding stock which was payable either in cash or QAD Class A Common Stock at the election of the holder. This Form 4 reports a stock dividend received.
Betty Weinert, attorney in fact for Gordon Fleming
2011-09-28