0001140361-11-016688.txt : 20110315
0001140361-11-016688.hdr.sgml : 20110315
20110315140609
ACCESSION NUMBER: 0001140361-11-016688
CONFORMED SUBMISSION TYPE: 5
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110131
FILED AS OF DATE: 20110315
DATE AS OF CHANGE: 20110315
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LOPKER KARL F
CENTRAL INDEX KEY: 0001080338
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 5
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35013
FILM NUMBER: 11688082
MAIL ADDRESS:
STREET 1: 100 INNOVATION PLACE
CITY: SANTA BARBARA
STATE: CA
ZIP: 93108
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: QAD INC
CENTRAL INDEX KEY: 0001036188
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 770105228
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0131
BUSINESS ADDRESS:
STREET 1: 100 INNOVATION PLACE
CITY: SANTA BARBARA
STATE: CA
ZIP: 93108
BUSINESS PHONE: 8055666000
MAIL ADDRESS:
STREET 1: 100 INNOVATION PLACE
CITY: SANTA BARBARA
STATE: CA
ZIP: 93108
5
1
doc1.xml
FORM 5
X0303
5
2011-01-31
0
0
0
0001036188
QAD INC
QADA
0001080338
LOPKER KARL F
100 INNOVATION PLACE
SANTA BARBARA
CA
93108
1
1
1
0
CEO
Class A Common Stock ($0.001 par value)
2011-01-10
5
J
0
59
9.81
A
157914
I
Juliana Lopker Trust
Class A Common Stock ($0.001 par value)
2011-01-10
5
J
0
160
9.81
A
129472
I
Lopker Family Foundation
Class A Common Stock ($0.001 par value)
2011-01-10
5
J
0
42397
9.81
A
6913625
I
Lopker Living Trust
Class A Common Stock ($0.001 par value)
2011-01-10
5
J
0
31
9.81
A
5020
I
Lopker Family 1997 Charitable Remainder Trust
Class A Common Stock ($0.001 par value)
2011-01-10
5
J
0
345
9.81
A
54545
D
Class A Common Stock ($0.001 par value)
2011-01-31
5
J
0
26
9.81
A
4140
I
Pamela M. Lopker (spouse) - IRA
Class A Common Stock ($0.001 par value)
2011-01-31
5
J
0
318
9.81
A
50262
I
Pamela M. Lopker (spouse)
Class A Common Stock ($0.001 par value)
2011-01-31
5
J
0
0
0
A
153480
I
Bo Lopker Trust
This filing on Form 5 discloses the acquisition of shares of QAD Class A Common Stock dividend which is exempt from the reporting requirements of Section 16 pursuant to Rule 16a-9(a).
Received pursuant to a dividend paid on QAD's outstanding stock which was payable either in cash or QAD Class A Common Stock at the election of the holder. This Form 5 reports a stock dividend received.
Betty Weinert, attorney in fact for Karl F. Lopker
2011-03-15