0001140361-11-016688.txt : 20110315 0001140361-11-016688.hdr.sgml : 20110315 20110315140609 ACCESSION NUMBER: 0001140361-11-016688 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110131 FILED AS OF DATE: 20110315 DATE AS OF CHANGE: 20110315 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LOPKER KARL F CENTRAL INDEX KEY: 0001080338 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35013 FILM NUMBER: 11688082 MAIL ADDRESS: STREET 1: 100 INNOVATION PLACE CITY: SANTA BARBARA STATE: CA ZIP: 93108 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: QAD INC CENTRAL INDEX KEY: 0001036188 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 770105228 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 100 INNOVATION PLACE CITY: SANTA BARBARA STATE: CA ZIP: 93108 BUSINESS PHONE: 8055666000 MAIL ADDRESS: STREET 1: 100 INNOVATION PLACE CITY: SANTA BARBARA STATE: CA ZIP: 93108 5 1 doc1.xml FORM 5 X0303 5 2011-01-31 0 0 0 0001036188 QAD INC QADA 0001080338 LOPKER KARL F 100 INNOVATION PLACE SANTA BARBARA CA 93108 1 1 1 0 CEO Class A Common Stock ($0.001 par value) 2011-01-10 5 J 0 59 9.81 A 157914 I Juliana Lopker Trust Class A Common Stock ($0.001 par value) 2011-01-10 5 J 0 160 9.81 A 129472 I Lopker Family Foundation Class A Common Stock ($0.001 par value) 2011-01-10 5 J 0 42397 9.81 A 6913625 I Lopker Living Trust Class A Common Stock ($0.001 par value) 2011-01-10 5 J 0 31 9.81 A 5020 I Lopker Family 1997 Charitable Remainder Trust Class A Common Stock ($0.001 par value) 2011-01-10 5 J 0 345 9.81 A 54545 D Class A Common Stock ($0.001 par value) 2011-01-31 5 J 0 26 9.81 A 4140 I Pamela M. Lopker (spouse) - IRA Class A Common Stock ($0.001 par value) 2011-01-31 5 J 0 318 9.81 A 50262 I Pamela M. Lopker (spouse) Class A Common Stock ($0.001 par value) 2011-01-31 5 J 0 0 0 A 153480 I Bo Lopker Trust This filing on Form 5 discloses the acquisition of shares of QAD Class A Common Stock dividend which is exempt from the reporting requirements of Section 16 pursuant to Rule 16a-9(a). Received pursuant to a dividend paid on QAD's outstanding stock which was payable either in cash or QAD Class A Common Stock at the election of the holder. This Form 5 reports a stock dividend received. Betty Weinert, attorney in fact for Karl F. Lopker 2011-03-15