-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LeHEnlXKofHBabI77kzbykMYKCZOlBshO2NFYUFpKWzT5I+y1f4yiZJEl3cKC8Xu 6qyBvirdB1IeHqABHyT/AQ== 0001140361-11-009698.txt : 20110215 0001140361-11-009698.hdr.sgml : 20110215 20110215111605 ACCESSION NUMBER: 0001140361-11-009698 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101215 FILED AS OF DATE: 20110215 DATE AS OF CHANGE: 20110215 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROBERTS LEE D CENTRAL INDEX KEY: 0001169918 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35013 FILM NUMBER: 11612944 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: QAD INC CENTRAL INDEX KEY: 0001036188 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 770105228 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 100 INNOVATION PLACE CITY: SANTA BARBARA STATE: CA ZIP: 93108 BUSINESS PHONE: 8055666000 MAIL ADDRESS: STREET 1: 100 INNOVATION PLACE CITY: SANTA BARBARA STATE: CA ZIP: 93108 4 1 doc1.xml FORM 4 X0303 4 2010-12-15 0 0001036188 QAD INC QADA, QADB 0001169918 ROBERTS LEE D 3926 95TH AVE. NE YARROW POINT WA 98004 1 0 0 0 Common Stock ($0.001 par value) 2010-12-15 5 J 0 31522 0 D 0 D Class B Common Stock ($0.001 par value) 2010-12-15 5 J 0 3152 0 A 3152 D Class A Common Stock ($0.001 par value) 2010-12-15 5 J 0 12608 0 A 12608 D Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock ($0.001 par value) was reclassified into 0.1 of a share of Class B Common Stock ($0.001 par value) (the "Reclassification"). QAD declared a dividend of four shares of Class A Common Stock ($0.001 par value) for each share of Class B Common Stock outstanding as of December 15, 2010 (the "Dividend") which is exempt from the reporting requirements of Section 16 pursuant to Rule 16a-9(a). Betty Weinert, attorney in fact for Lee D. Roberts 2011-02-15 -----END PRIVACY-ENHANCED MESSAGE-----