0001193125-16-600735.txt : 20160524 0001193125-16-600735.hdr.sgml : 20160524 20160524170854 ACCESSION NUMBER: 0001193125-16-600735 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20160518 ITEM INFORMATION: Other Events ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20160524 DATE AS OF CHANGE: 20160524 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Identiv, Inc. CENTRAL INDEX KEY: 0001036044 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER PERIPHERAL EQUIPMENT, NEC [3577] IRS NUMBER: 770444317 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-29440 FILM NUMBER: 161672593 BUSINESS ADDRESS: STREET 1: 2201 WALNUT AVENUE STREET 2: SUITE 100 CITY: FREMONT STATE: CA ZIP: 94538 BUSINESS PHONE: 949-250-8888 MAIL ADDRESS: STREET 1: 2201 WALNUT AVENUE STREET 2: SUITE 100 CITY: FREMONT STATE: CA ZIP: 94538 FORMER COMPANY: FORMER CONFORMED NAME: IDENTIVE GROUP, INC. DATE OF NAME CHANGE: 20100616 FORMER COMPANY: FORMER CONFORMED NAME: SCM MICROSYSTEMS INC DATE OF NAME CHANGE: 19970319 8-K 1 d196348d8k.htm FORM 8-K Form 8-K

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

 

FORM 8-K

 

 

CURRENT REPORT

Pursuant to Section 13 or 15(d)

of the Securities Exchange Act of 1934

Date of Report: May 18, 2016

(Date of Earliest Event Reported)

 

 

Identiv, Inc.

(Exact name of registrant as specified in its charter)

 

 

 

Delaware   000-29440   77-0444317
(State or other jurisdiction
of incorporation)
  (Commission
File Number)
  (I.R.S. Employer
Identification No.)

2201 Walnut Avenue, Suite 100, Fremont, California 94538

(Address of principal executive offices, including zip code)

(949) 250-8888

(Registrant’s telephone number, including area code)

 

Former name or former address, if changed since last report

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 


Item 8.01 Other Events.

On January 26, 2016, the Company was notified that the NASDAQ Listing Qualifications Panel had granted the Company’s request to remain listed on The NASDAQ Capital Market (“NASDAQ”), subject to the Company becoming current in its periodic filings with the Securities and Exchange Commission (“SEC”) by March 30, 2016, and holding its annual shareholder meeting on or before May 12, 2016.

The Company filed its delinquent periodic reports with the SEC on March 29, 2016 and held its annual shareholder meeting on May 12, 2016.

On May 18, 2016, the Company was notified by the Nasdaq Stock Market that the Company had regained compliance with NASDAQ Listing Rules 5250(c)(1) and 5620(a). As a result, the Company’s common stock will continue to be listed on NASDAQ and the listing qualification matters previously disclosed by the Company have been closed. A copy of the press release is attached hereto as Exhibit 99.1, and incorporated by reference herein.

 

Item 9.01 Financial Statements and Exhibits

 

Exhibit
No.

  

Description

99.1    Press Release issued by Identiv, Inc., dated May 24, 2016.


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

    Identiv, Inc.
May 24, 2016     By:  

/s/ Steven Humphreys

      Steven Humphreys
      Chief Executive Officer


EXHIBIT INDEX

 

Exhibit
No.

  

Description

99.1    Press Release issued by Identiv, Inc., dated May 24, 2016.
EX-99.1 2 d196348dex991.htm EX-99.1 EX-99.1

Exhibit 99.1

 

LOGO

IDENTIV REGAINS COMPLIANCE WITH NASDAQ LISTING RULES

FREMONT, Calif., May 24, 2016 — Identiv, Inc. (NASDAQ: INVE) today announced the receipt of a letter dated May 18, 2016 from the NASDAQ Stock Market notifying the Company that it has regained compliance with NASDAQ Listing Rules 5250(c)(1) and 5620(a).

The notification followed the completion of the Company’s 2016 Annual Meeting of Stockholders (“AGM”), which was held on May 12, 2016. At the AGM, over 72% of the total shares entitled to vote were represented and all proposals were approved.

On January 26, 2016, the Company was notified that the NASDAQ Listing Qualifications Panel (“the Panel”) had granted the Company’s request to remain listed on the NASDAQ Capital Market (“NASDAQ”), subject to the Company becoming current in its periodic filings with the Securities and Exchange Commission (“SEC”) by March 30, 2016, and holding its annual shareholder meeting on or before May 12, 2016. Identiv filed its delinquent periodic filings in March 2016. As a result of regaining compliance, the Company’s common stock will continue to be listed on NASDAQ and the listing qualification matters previously disclosed by the Company have been closed.

###

About Identiv

Identiv, Inc. is the leading global player in physical security and secure identification. Identiv’s products, software, systems, and services address the markets for physical and logical access control and a wide range of RFID-enabled applications. Customers in the government, enterprise, consumer, education, healthcare, and transportation sectors rely on Identiv’s access and identification solutions. Identiv’s mission is to secure the connected physical world: from perimeter to desktop access, and from the world of physical things to the Internet of Everything. Identiv is a publicly traded company and its common stock is listed on the NASDAQ Capital Market in the U.S. under the symbol “INVE”. For more information, visit identiv.com.

Investor Relations Contact:

IR@identiv.com

Media Contact:

press@identiv.com

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