0001437749-24-003344.txt : 20240207
0001437749-24-003344.hdr.sgml : 20240207
20240207153328
ACCESSION NUMBER: 0001437749-24-003344
CONFORMED SUBMISSION TYPE: 5
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20231231
FILED AS OF DATE: 20240207
DATE AS OF CHANGE: 20240207
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Chiaro James P
CENTRAL INDEX KEY: 0001949212
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 5
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38408
FILM NUMBER: 24604069
MAIL ADDRESS:
STREET 1: 102 E DRINKER ST
CITY: DUNMORE
STATE: PA
ZIP: 18512
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: FNCB Bancorp, Inc.
CENTRAL INDEX KEY: 0001035976
STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021]
ORGANIZATION NAME: 02 Finance
IRS NUMBER: 232900790
STATE OF INCORPORATION: PA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 102 EAST DRINKER STREET
CITY: DUNMORE
STATE: PA
ZIP: 18512
BUSINESS PHONE: 570-346-7667
MAIL ADDRESS:
STREET 1: 102 EAST DRINKER STREET
CITY: DUNMORE
STATE: PA
ZIP: 18512
FORMER COMPANY:
FORMER CONFORMED NAME: FIRST NATIONAL COMMUNITY BANCORP INC
DATE OF NAME CHANGE: 19970318
5
1
rdgdoc.xml
FORM 5
X0508
5
2023-12-31
0
0
0001035976
FNCB Bancorp, Inc.
FNCB
0001949212
Chiaro James P
C/O FNCB
102 E. DRINKER ST.
DUNMORE
PA
18512
1
EVP/CHIEF INV SERVICES OFFICER
0
COMMON STOCK
1027.672
D
COMMON STOCK
6874
I
By Chiaro Investment Services, LLC
COMMON STOCK
18510
I
By Chiaro Investment Services, LLC
The amount includes 14.133 shares acquired on 9/15/2023 and 13.539 shares acquired on 12/15/2023 under the Issuer's Dividend Reinvestment and Stock Purchase Plan.
This amount represents 6,874 restricted shares of Issuer's common stock that were released effective 5/15/2023 (2,648 shares), 8/15/2023 (2,046 shares), and 11/15/2023 (2,180 shares). The restricted shares of common stock were released based on the achievement of quarterly net commissions and fees in accordance with a schedule set forth in the Purchase Agreement.
Reflects remaining restricted shares of Issuer's common stock that were issued in connection with the purchase of substantially all of the assets of Chiaro Investment Services, LLC pursuant to the Asset Purchase Agreement dated September 30, 2022 and consummated on the same date ("Purchase Agreement"). The remaining restricted shares of common stock will be released based on the achievement of quarterly net commissions and fees in accordance with a schedule set forth in the Purchase Agreement. Any shares not eligible to be released by August 15, 2027 will be forfeited and canceled.
/s/ James M. Bone, Jr., CPA, As Attorney in Fact
2024-02-07