The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ARALEZ PHARMACEUTICALS INC | COM | 03852X100 | 1,929 | 584,600 | SH | DFND | 584,600 | 0 | 0 | ||
AXOGEN INC | COM | 05463X106 | 69 | 10,000 | SH | DFND | 10,000 | 0 | 0 | ||
BIOTELEMETRY INC | COM | 090672106 | 7,326 | 449,473 | SH | DFND | 449,473 | 0 | 0 | ||
CENTRAL GARDEN & PET CO | COM | 153527106 | 3,429 | 150,200 | SH | DFND | 150,200 | 0 | 0 | ||
CYNOSURE INC | CL A | 232577205 | 17,721 | 364,300 | SH | DFND | 364,300 | 0 | 0 | ||
GAIAM INC | CL A | 36268Q103 | 222 | 28,650 | SH | DFND | 28,650 | 0 | 0 | ||
GALMED PHARMACEUTICALS LTD | SHS | M47238106 | 90 | 20,000 | SH | DFND | 20,000 | 0 | 0 | ||
GILDAN ACTIVEWEAR INC | COM | 375916103 | 1,443 | 49,200 | SH | DFND | 49,200 | 0 | 0 | ||
LIBBEY INC | COM | 529898108 | 6,835 | 430,116 | SH | DFND | 430,116 | 0 | 0 | ||
NEOTHETICS INC | COM | 64066G101 | 1,306 | 1,333,000 | SH | DFND | 1,333,000 | 0 | 0 | ||
RADIANT LOGISTICS INC | COM | 75025X100 | 1,030 | 343,200 | SH | DFND | 343,200 | 0 | 0 | ||
REVANCE THERAPEUTICS INC | COM | 761330109 | 892 | 65,600 | SH | DFND | 65,600 | 0 | 0 | ||
ROKA BIOSCIENCE INC | COM | 775431109 | 915 | 1,600,000 | SH | DFND | 1,600,000 | 0 | 0 | ||
SYNERON MEDICAL LTD | ORD SHS | M87245102 | 1,230 | 160,000 | SH | DFND | 160,000 | 0 | 0 | ||
ZELTIQ AESTHETICS INC | COM | 98933Q108 | 6,291 | 230,200 | SH | DFND | 230,200 | 0 | 0 |