The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ARALEZ PHARMACEUTICALS INC | COM | 03852X100 | 1,205 | 339,300 | SH | DFND | 339,300 | 0 | 0 | ||
BIOTELEMETRY INC | COM | 090672106 | 7,928 | 678,773 | SH | DFND | 678,773 | 0 | 0 | ||
CENTRAL GARDEN & PET CO | COM | 153527106 | 2,454 | 150,200 | SH | DFND | 150,200 | 0 | 0 | ||
CUTERA INC | COM | 232109108 | 843 | 74,896 | SH | DFND | 74,896 | 0 | 0 | ||
GAIAM INC | CL A | 36268Q103 | 183 | 28,650 | SH | DFND | 28,650 | 0 | 0 | ||
GALMED PHARMACEUTICALS LTD | SHS | M47238106 | 49 | 10,000 | SH | DFND | 10,000 | 0 | 0 | ||
GILDAN ACTIVEWEAR INC | COM | 375916103 | 1,501 | 49,200 | SH | DFND | 49,200 | 0 | 0 | ||
IRIDEX CORP | COM | 462684101 | 479 | 46,900 | SH | DFND | 46,900 | 0 | 0 | ||
LIBBEY INC | COM | 529898108 | 10,664 | 573,316 | SH | DFND | 573,316 | 0 | 0 | ||
RADIANT LOGISTICS INC | COM | 75025X100 | 1,225 | 343,200 | SH | DFND | 343,200 | 0 | 0 | ||
ROKA BIOSCIENCE INC | COM | 775431109 | 1,104 | 1,600,000 | SH | DFND | 1,600,000 | 0 | 0 | ||
SIENTRA INC | COM | 82621J105 | 3,582 | 523,700 | SH | DFND | 523,700 | 0 | 0 | ||
SOUTHWEST AIRLS CO | COM | 844741108 | 363 | 8,100 | SH | DFND | 8,100 | 0 | 0 | ||
SYNERON MEDICAL LTD | ORD SHS | M87245102 | 314 | 43,000 | SH | DFND | 43,000 | 0 | 0 | ||
ZELTIQ AESTHETICS INC | COM | 98933Q108 | 7,762 | 285,800 | SH | DFND | 285,800 | 0 | 0 |