-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OalAGPbTaUQnFG5/FucqEC0pILz67xYwKWa7K7oHgNxIWuwqXRYQL5lIR73bKSG5 3bnYWexlnrnzWo82Pp+nfQ== 0000950148-97-002726.txt : 19971111 0000950148-97-002726.hdr.sgml : 19971111 ACCESSION NUMBER: 0000950148-97-002726 CONFORMED SUBMISSION TYPE: SB-2/A PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 19971110 SROS: NASD FILER: COMPANY DATA: COMPANY CONFORMED NAME: TEAM COMMUNICATION GROUP INC CENTRAL INDEX KEY: 0001035700 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MOTION PICTURE & VIDEO TAPE DISTRIBUTION [7822] IRS NUMBER: 954519215 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SB-2/A SEC ACT: SEC FILE NUMBER: 333-26307 FILM NUMBER: 97711772 BUSINESS ADDRESS: STREET 1: 12300 WILSHIRE BLVD STREET 2: SE 400 CITY: LOS ANGELES STATE: CA ZIP: 90025 BUSINESS PHONE: 3104423500 MAIL ADDRESS: STREET 1: 12300 WILSHIRE BLVD STREET 2: #400 CITY: LOS ANGELES STATE: CA ZIP: 90025 SB-2/A 1 AMENDMENT 6 TO FORM SB-2 1 AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON NOVEMBER 10, 1997 REGISTRATION NUMBER 333-26307 ================================================================================ SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 AMENDMENT NO. 6 TO FORM SB-2 ------------------------ REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ------------------------ TEAM COMMUNICATIONS GROUP, INC. EXACT NAME OF SMALL BUSINESS ISSUER AS SPECIFIED IN THE CHARTER CALIFORNIA 3652 95-5419215 (STATE OR OTHER JURISDICTION OF (PRIMARY STANDARD INDUSTRIAL (IRS EMPLOYER INCORPORATION OR ORGANIZATION) CLASSIFICATION CODE NUMBER) IDENTIFICATION NO.)
------------------------ TEAM COMMUNICATIONS GROUP, INC. 12300 WILSHIRE BOULEVARD, SUITE 400 LOS ANGELES, CALIFORNIA 90025 (310) 442-3500 (ADDRESS, INCLUDING ZIP CODE AND TELEPHONE NUMBER, INCLUDING AREA CODE OF REGISTRANT'S PRINCIPAL EXECUTIVE OFFICES.) ------------------------ DREW S. LEVIN 12300 WILSHIRE BOULEVARD, SUITE 400 LOS ANGELES, CALIFORNIA 90025 (310) 442-3500 (NAMES, ADDRESS, INCLUDING ZIP CODE AND TELEPHONE NUMBER, INCLUDING AREA CODE, OF AGENT FOR SERVICE) COPIES TO: BRUCE P. VANN, ESQ. THOMAS J. POLETTI, ESQ. KELLY LYTTON MINTZ & VANN LLP KATHERINE J. BLAIR, ESQ. 1900 AVENUE OF THE STARS, SUITE 1450 FRESHMAN, MARANTZ, ORLANSKI, COOPER & KLEIN LOS ANGELES, CALIFORNIA 90067 9100 WILSHIRE BLVD., 8E TELEPHONE NO: (310) 277-5333 BEVERLY HILLS, CALIFORNIA FACSIMILE NO: (310) 277-5953 TELEPHONE NO: (310) 273-1870 FACSIMILE NO: (310) 274-8357
------------------------ APPROXIMATE DATE OF PROPOSED SALE TO THE PUBLIC: as soon as practicable after the effective date of this registration statement. If any of the securities being registered on this Form are to be offered on a delayed or continuous basis pursuant to Rule 415 under the Securities Act of 1933, as amended, check the following box. [X] If this Form is filed to register additional securities for an offering pursuant to Rule 462(b) under the Securities Act, please check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. [ ] If this Form is a post-effective amendment filed pursuant to Rule 462(c) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. [ ] If delivery of the prospectus is expected to be made pursuant to Rule 434, please check the following box. [ ] THE REGISTRANT HEREBY AMENDS THE REGISTRATION STATEMENT ON SUCH DATE OR DATES AS MAY BE NECESSARY TO DELAY ITS EFFECTIVE DATE UNTIL THE REGISTRANT SHALL FILE A FURTHER AMENDMENT WHICH SPECIFICALLY STATES THAT THIS REGISTRATION STATEMENT SHALL THEREAFTER BECOME EFFECTIVE IN ACCORDANCE WITH SECTION 8(a) OF THE SECURITIES ACT OF 1933, AS AMENDED, OR UNTIL THE REGISTRATION STATEMENT SHALL BECOME EFFECTIVE ON SUCH DATE AS THE COMMISSION, ACTING PURSUANT TO SAID SECTION 8(a), MAY DETERMINE. ================================================================================ 2 SIGNATURES In accordance with the requirement of the Securities Act of 1933, the Registrant certifies that it has reasonable ground to believe that it meets all of the requirements for filing on Form SB-2 and authorized this Amendment No. 6 to the Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized in the City of Los Angeles, State of California, on this 10th day of November, 1997. Team Communications Group, Inc. By: /s/ DREW LEVIN ------------------------------------ DREW LEVIN Chairman of the Board, President, and Chief Executive Officer Pursuant to the requirements of the Securities Act of 1933, this Amendment No. 6 to the Registration Statement has been signed by the following persons in the capacities and on the dates indicated.
SIGNATURE CAPACITY DATE - --------------------------------------------- -------------------------- ------------------ /s/ DREW LEVIN Chairman of the Board, November 10, 1997 - --------------------------------------------- President, Chief Executive DREW LEVIN Officer and Director * Director November 10, 1997 - --------------------------------------------- PAUL YAMAMOTO /s/ MICHAEL LATINER Vice President, November 10, 1997 - --------------------------------------------- Controller and Secretary MICHAEL LATINER
*By: /s/ DREW LEVIN --------------------------------- DREW LEVIN Attorney-in-Fact II-6 3 INDEX TO EXHIBITS
SEQUENTIALLY EXHIBIT NUMBERED NUMBER DESCRIPTION PAGE - ------ ------------------------------------------------------------------------- ------------ 1.0 Form of Underwriting Agreement(1)........................................ 3.1 Articles of Incorporation(1)............................................. 3.2 By-laws of the Company(1)................................................ 4.1 Form of Warrant Agreement March 1996(1).................................. 4.2 Form of Warrant Agreement May 1996(1).................................... 4.3 Form of Warrant Agreement February 1997(1)............................... 4.4 Form of Convertible Note March 1996 and related Security Agreement(1).... 4.5 Form of Convertible Note May 1996 and related Security Agreement(1)...... 4.6 Form of Convertible Note February 1997(1)................................ 4.7.1 Extensions relating to South Ferry #2, L.P. Indebtedness(1).............. 4.7.2 Extensions relating to Certain February 1996 Convertible Notes(1)........ 4.8 Restated Joe Cayre Agreement(1).......................................... 4.9 Agreement with AMAE Ventures, related note and Security Agreement(1)..... 4.10 Agreements re Total Recall Financing July 1996(1)........................ 4.11 Agreements re LoCoMoTioN Financing with South Ferry #2, L.P.(1).......... 4.12 1996 Employee Stock Option Plan(1)....................................... 4.13 1996 Directors Stock Option Plan(1)...................................... 4.14 Form of Consulting Agreement between H.J. Meyers & Co., Inc. and the Company(1)............................................................... 4.15 Specimen Certificate(1).................................................. 4.16 Form of Underwriter's Warrant(1)......................................... 5.1 Opinion and Consent of Kelly Lytton Mintz & Vann LLP(1).................. 10.1 Agreement with Mel Giniger(1)............................................ 10.2 Agreement with Beyond Distribution PTY. Limited(1)....................... 10.3 Interpublic Group of Companies Contract(1)............................... 10.4 Employment Agreement, dated as of January 1, 1997, between the Company and Drew Levin(1)........................................................ 10.5 Lease between the Company and TCW(1)..................................... 10.6 Agreement with Alliance Production Ltd. re Total Recall(1)............... 10.7 Interpublic -- Term Co-financing Agreement(1)............................ 10.8 Miramax Term Sheet(1).................................................... 10.9 Agreement with Leucadia Film Corp.(1).................................... 10.10 Agreements with the Family Channel re Quake and Down Fall(1)............. 10.11 Agreements with Discovery Communications, Inc., re Amazing Tails II(1)... 10.12 Employment Agreement, dated March 19, 1997, amended as of October 4, 1997, between the Company and Todd C. Jackson(1).........................
4
SEQUENTIALLY EXHIBIT NUMBERED NUMBER DESCRIPTION PAGE - ------ ------------------------------------------------------------------------- ------------ 10.13 Employment Agreement, dated as of January 20, 1997, amended as of October 4, 1997, between the Company and Paul Yamamoto(1)........................ 10.14 Consulting Agreement, dated October 9, 1997 between the Company and Joseph Cayre(1).......................................................... 11 Statement re: Computation of per share earnings(1)....................... 21 Subsidiaries of the Registrant(1)........................................ 23.1 Consent of experts and named counsel(1) (consent of Kelly Lytton Mintz & Vann LLP included in Exhibit 5.1)........................................ 23.2 Consent of Price Waterhouse LLP to disclosure re Prior Accountants(2) 23.3 Consent of Bruce P. Vann, Esq. (Nominated Director)(1)................... 23.4 Consent of Seth M. Willenson (Nominated Director)(1)..................... 24 Power of Attorney(1).....................................................
- --------------- (1) Previously filed. (2) Filed herewith. EX-23.2 2 EXHIBIT 23.2 1 EXHIBIT 23.2 November 7, 1997 Securities and Exchange Commission 450 Fifth Street, N.W. Washington, D.C. 20549 Ladies and Gentlemen: Team Communications Group, Inc. ------------------------------- We have read the Experts section of Team Communications Group, Inc.'s Form SB-2 dated November 7, 1997 and are in agreement with the statements contained in the Experts section. Yours very truly, /s/ PRICE WATERHOUSE LLP PRICE WATERHOUSE LLP -----END PRIVACY-ENHANCED MESSAGE-----