0001035267-21-000089.txt : 20210426 0001035267-21-000089.hdr.sgml : 20210426 20210426150915 ACCESSION NUMBER: 0001035267-21-000089 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210422 FILED AS OF DATE: 20210426 DATE AS OF CHANGE: 20210426 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LEVY ALAN J CENTRAL INDEX KEY: 0001280627 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-30713 FILM NUMBER: 21853506 MAIL ADDRESS: STREET 1: C/O INTUITIVE SURGICAL INC STREET 2: 1266 KIFER RD CITY: SUNNYVALE STATE: CA ZIP: 94086 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: INTUITIVE SURGICAL INC CENTRAL INDEX KEY: 0001035267 STANDARD INDUSTRIAL CLASSIFICATION: ORTHOPEDIC, PROSTHETIC & SURGICAL APPLIANCES & SUPPLIES [3842] IRS NUMBER: 770416458 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1020 KIFER ROAD CITY: SUNNYVALE STATE: CA ZIP: 94086 BUSINESS PHONE: 4085232100 MAIL ADDRESS: STREET 1: 1020 KIFER ROAD CITY: SUNNYVALE STATE: CA ZIP: 94086 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2021-04-22 0 0001035267 INTUITIVE SURGICAL INC ISRG 0001280627 LEVY ALAN J 1020 KIFER ROAD SUNNYVALE CA 94086 1 0 0 0 Common Stock 2021-04-22 4 M 0 255 0.0 A 8094 D Common Stock 2021-04-23 4 M 0 2500 161.2667 A 10594 D Common Stock 2021-04-23 4 S 0 2500 856.788 D 8094 D Non-Qualified Stock Option (right to buy) 161.2667 2021-04-23 4 M 0 2500 0.0 D 2023-04-25 Common Stock 2500 1375 D Non-Qualified Stock Option (right to buy) 859.66 2021-04-22 4 A 0 557 0.0 A 2031-04-22 Common Stock 557 557 D Restricted Stock Units 0.0 2021-04-22 4 M 0 255 0.0 D 2021-04-23 Common Stock 255 0 D Restricted Stock Units 0.0 2021-04-22 4 A 0 185 0.0 A Common Stock 185 185 D These shares were sold in accordance with a Trading Plan that complies with SEC Rule 10b5-1 and expires on December 1, 2021. The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $848.01 to $862.77,inclusive. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. 100% of the shares subject to the option shall vest on the earlier of the one year anniversary of the date of grant or the next Annual Meeting of Stockholders, subject to the Reporting Person's continued service as a director to the issuer. 100% of the RSUs shall vest on the earlier of the one year anniversary of the date of grant or the next Annual Meeting of Stockholders, subject to the Reporting Person's continued service. By: Donna Spinola For: Alan J Levy 2021-04-26