0001035267-18-000056.txt : 20180420 0001035267-18-000056.hdr.sgml : 20180420 20180420182530 ACCESSION NUMBER: 0001035267-18-000056 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180419 FILED AS OF DATE: 20180420 DATE AS OF CHANGE: 20180420 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SMITH LONNIE M CENTRAL INDEX KEY: 0001238937 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-30713 FILM NUMBER: 18767687 MAIL ADDRESS: STREET 1: C/O INTUITIVE SURGICAL, INC. STREET 2: 1266 KIFER ROAD CITY: SUNNYVALE STATE: CA ZIP: 94086 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: INTUITIVE SURGICAL INC CENTRAL INDEX KEY: 0001035267 STANDARD INDUSTRIAL CLASSIFICATION: ORTHOPEDIC, PROSTHETIC & SURGICAL APPLIANCES & SUPPLIES [3842] IRS NUMBER: 770416458 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1020 KIFER ROAD CITY: SUNNYVALE STATE: CA ZIP: 94086 BUSINESS PHONE: 4085232100 MAIL ADDRESS: STREET 1: 1020 KIFER ROAD CITY: SUNNYVALE STATE: CA ZIP: 94086 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2018-04-19 0 0001035267 INTUITIVE SURGICAL INC ISRG 0001238937 SMITH LONNIE M 1020 KIFER ROAD SUNNYVALE CA 94086 1 0 0 0 Common Stock 2018-04-19 4 M 0 606 0.0 A 514137 D Common Stock 2018-04-20 4 S 0 41667 456.694 D 472470 D Common Stock 2018-04-20 4 S 0 5000 456.694 D 295413 I by Trust Non-Qualified Stock Option (right to buy) 462.71 2018-04-19 4 A 0 1352 0.0 A 2028-04-19 Common Stock 1352 1352 D Restricted Stock Units 0.0 2018-04-19 4 M 0 606 0.0 D 2018-02-21 Common Stock 606 0 D Restricted Stock Units 0.0 2018-04-19 4 A 0 450 0.0 A 2022-04-19 Common Stock 450 450 D These shares were acquired from the vest and release of an RSU grant previously issued to the Filer. These shares were sold pursuant to a 10b5-1 trading plan adopted by the reporting person on March 9, 2018. These shares were sold pursuant to a 10b5-1 Plan. The shares were sold at an average price of $456.694. The actual selling price of the shares was: 1,109 at $453.00 - $453.99; 9,363 at $454.00 - $454.99; 4,680 at $455.00 - $455.99; 7,952 at $456.00 - $456.99; 12,279 at $457.00 - $457.99; 10,426 at $458.00 - $458.99; and 858 at $459.00 - $459.99. Non-statutory stock option granted pursuant to the Non-Employee Directors' Stock Option Plan. Option shall vest 100% one year after the date of grant or at the next Shareholders Meeting, whichever should take place first, provided that vesting will cease on termination of the Directors service to the Company. 100% of the grant will vest on the anniversary date of the grant or the next Annual Shareholders Meeting, whichever takes place first, provided however that vesting will cease on termination of the Director's service to the company. Restricted Stock Units (RSUs) are granted pursuant to the 2010 Incentive Award Plan. The RSUs fully vest on the first anniversary of the date of grant. By: Lori Serrano For: Lonnie M Smith 2018-04-20