0001127602-23-009180.txt : 20230306 0001127602-23-009180.hdr.sgml : 20230306 20230306205241 ACCESSION NUMBER: 0001127602-23-009180 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230303 FILED AS OF DATE: 20230306 DATE AS OF CHANGE: 20230306 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Smegal Thomas F III CENTRAL INDEX KEY: 0001429019 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13883 FILM NUMBER: 23710814 BUSINESS ADDRESS: BUSINESS PHONE: 408-367-8200 MAIL ADDRESS: STREET 1: CALIFORNIA WATER SERVICE COMPANY STREET 2: 1720 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95112 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CALIFORNIA WATER SERVICE GROUP CENTRAL INDEX KEY: 0001035201 STANDARD INDUSTRIAL CLASSIFICATION: WATER SUPPLY [4941] IRS NUMBER: 770448994 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1720 N FIRST ST STREET 2: C/O CALIFORNIA WATER SERVICE CO CITY: SAN JOSE STATE: CA ZIP: 95112 BUSINESS PHONE: 4083678200 MAIL ADDRESS: STREET 1: 1720 FIRST ST STREET 2: C/O CALIFORNIA WATER SERVICE CO CITY: SAN JOSE STATE: CA ZIP: 95112 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2023-03-03 0001035201 CALIFORNIA WATER SERVICE GROUP CWT 0001429019 Smegal Thomas F III CALIFORNIA WATER SERVICE COMPANY SAN JOSE CA 95112 1 VP, CFO & Treasurer Common Stock 2023-03-03 4 F 0 65 56.84 D 44414 D Common Stock 2023-03-03 4 A 0 2470 0 A 46884 D Common Stock 2023-03-03 4 F 0 1275 56.84 D 45609 D Represents the number of shares withheld by and surrendered to the Issuer to satisfy the tax withholding obligations that arose in connection with the vesting of the Restricted Stock (RSA) Award #531. On 3/3/2020, the reporting person was granted a Performance Stock Unit (PSU) of 2470 shares of common stock. The PSU vested in full based on satisfaction of certain performance criteria approved by the Board of Directors. The performance criteria was met resulting in 156% payout of the original goal. Represents the number of shares withheld by and surrendered to the issuer to satisfy the tax withholding obligations that arose in connection with the vesting of the Performance Stock Unit (PSU) Award #547 /s/ Michelle R. Mortensen on behalf of Thomas F. Smegal III 2023-03-06