-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GIuBq6wCaLZ1b4EZOzuhMbYVwr+PLVMGHhzRvwHgHmriJjZYF5wzMDvm51dLCjll PEs3UBYVj5obtDMNBj1LKw== 0000950134-06-019057.txt : 20061013 0000950134-06-019057.hdr.sgml : 20061013 20061013161408 ACCESSION NUMBER: 0000950134-06-019057 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 4 CONFORMED PERIOD OF REPORT: 20061012 ITEM INFORMATION: Regulation FD Disclosure ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20061013 DATE AS OF CHANGE: 20061013 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CALIFORNIA WATER SERVICE GROUP CENTRAL INDEX KEY: 0001035201 STANDARD INDUSTRIAL CLASSIFICATION: WATER SUPPLY [4941] IRS NUMBER: 770448994 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-13883 FILM NUMBER: 061144415 BUSINESS ADDRESS: STREET 1: 1720 N FIRST ST STREET 2: C/O CALIFORNIA WATER SERVICE CO CITY: SAN JOSE STATE: CA ZIP: 95112 BUSINESS PHONE: 4083678200 MAIL ADDRESS: STREET 1: 1720 FIRST ST STREET 2: C/O CALIFORNIA WATER SERVICE CO CITY: SAN JOSE STATE: CA ZIP: 95112 8-K 1 f24224e8vk.htm FORM 8-K e8vk
 

 
 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
Current Report Pursuant to Section 13 or 15(d) of
The Securities Exchange Act of 1934
Date of Report (date of earliest event reported): October 12, 2006
CALIFORNIA WATER SERVICE GROUP
(Exact name of Registrant as Specified in its Charter)
         
Delaware   1-13883   77-0448994
(State or other jurisdiction
of incorporation)
  (Commission file number)   (I.R.S. Employer
Identification Number)
     
1720 North First Street
San Jose, California
  95112
(Address of principal executive offices)   (Zip Code)
(408) 367-8200
(Registrant’s telephone number, including area code)
N/A
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
o      Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o      Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o      Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
o      Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 
 

 


 

Item 7.01. Regulation FD Disclosure.
     On October 12, 2006, the Company issued a press release attached as Exhibit 99.1 to this current report and incorporated by reference herein.
     The information and exhibit shall not be deemed “filed” for the purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or incorporated by reference in any filing under the Securities Act of 1933, as amended, or the Exchange Act, except as expressly set forth by specific reference in such a filing.
Item 9.01. Financial Statements and Exhibits.
     We hereby furnish the following exhibit with this report:
     
Exhibit No.   Description
99.1
  Press Release issued October 12, 2006

 


 

SIGNATURES
     Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
         
  CALIFORNIA WATER SERVICE GROUP
 
 
Date: October 13, 2006  By:   /s/ Calvin L. Breed    
    Name:   Calvin L. Breed    
    Title:   Controller, Assistant Secretary and Assistant Treasurer (Duly Authorized Officer)   

 


 

         
Exhibit Index
     
Exhibit No.   Description
99.1
  Press Release issued October 12, 2006

 

EX-99.1 2 f24224exv99w1.htm EXHIBIT 99.1 exv99w1
 

Exhibit 99.1
         
(CALIFORNIA WATER SERVICE GROUP LOGO)
  NEWS RELEASE
CALIFORNIA WATER SERVICE
                                               GROUP
  (CWT LISTED NYSE LOGO)
         
 
  1720 North First Street   October 12, 2006
 
  San Jose, CA 95112-4598    
 
       
Contact:
  Marty Kropelnicki (408) 367-8200 (analysts)   For Immediate Release
 
  Shannon Dean (310) 257-1435 (media)    
CALIFORNIA WATER SERVICE GROUP CLOSES PUBLIC OFFERING
OF COMMON STOCK INCLUDING OVER-ALLOTMENT OPTION
 
     SAN JOSE, Calif. — California Water Service Group (NYSE: CWT) announced today that it has completed an underwritten public offering of 2,250,000 shares of its Common Stock (including 250,000 shares pursuant to the exercise, in part, by the underwriters of their over-allotment option) at a price per share of $36.75 to the public, raising approximately $82.7 million in gross proceeds.
     The Company plans to add the net proceeds of approximately $79.1 million, after deducting underwriting commissions and expenses from the sale of the Common Stock, to its general funds to be used for general corporate purposes, such as investing in its subsidiaries, increasing its working capital, making capital expenditures, acquiring assets, and taking advantage of other business opportunities.
     Robert W. Baird & Co. Incorporated acted as the sole bookrunning manager for the offering with A.G. Edwards & Sons, Inc. acting as joint lead-manager. Edward D. Jones & Co. L.P., J.J.B. Hilliard, W.L. Lyons, Inc., and Stifel, Nicolaus & Company, Incorporated acted as co-managers.
     Copies of the final Prospectus Supplement may be obtained from Robert W. Baird & Co. Incorporated, Syndicate Department, 777 East Wisconsin Avenue, Milwaukee, WI 53202, or by calling 1- 800-RWBAIRD (1-800-792-2473).
This news release contains forward-looking statements within the meaning established by the Private Securities Litigation Reform Act of 1995 (“Act”). The forward-looking statements are intended to qualify under provisions of the federal securities laws for “safe harbor” treatment established by the Act. Forward-looking statements are based on currently available information, expectations, estimates, assumptions and projections, and management’s judgment about the Company, the water utility industry and general economic conditions. Such words as expects, intends, plans, believes, estimates, assumes, anticipates, projects, predicts, forecasts or variations of such words or similar expressions are intended to identify forward-looking statements. The forward-looking statements, such as the Company’s current intentions regarding the use of proceeds are not guarantees of future performance. They are subject to uncertainty and changes in circumstances. When considering forward-looking statements, you should keep in mind the cautionary statements included in this paragraph as well as other risk factors disclosed in the Company’s Registration Statement on Form S-3 for this offering, 10-K’s, 10-Q’s, 8-K’s and others filings made by the Company and on file with the SEC. The Company assumes no obligation to provide public updates of forward-looking statements.
# # #
Source: California Water Service Group

 

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