0001312109-20-000203.txt : 20201209 0001312109-20-000203.hdr.sgml : 20201209 20201209162730 ACCESSION NUMBER: 0001312109-20-000203 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201208 FILED AS OF DATE: 20201209 DATE AS OF CHANGE: 20201209 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DIRCKS THOMAS C CENTRAL INDEX KEY: 0001035123 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39123 FILM NUMBER: 201378146 MAIL ADDRESS: STREET 1: C/O CHARTERHOUSE GROUP INTERNATIONAL INC STREET 2: 535 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Silvergate Capital Corp CENTRAL INDEX KEY: 0001312109 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 000000000 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4250 EXECUTIVE SQUARE STE 300 CITY: LA JOLLA STATE: CA ZIP: 92037 BUSINESS PHONE: (858) 362-6300 MAIL ADDRESS: STREET 1: 4250 EXECUTIVE SQUARE STE 300 CITY: LA JOLLA STATE: CA ZIP: 92037 4 1 wf-form4_160754923598564.xml FORM 4 X0306 4 2020-12-08 0 0001312109 Silvergate Capital Corp SI 0001035123 DIRCKS THOMAS C 4250 EXECUTIVE SQUARE SUITE 300 LA JOLLA CA 92037 1 0 0 0 Class A Common Stock 2020-12-08 4 S 0 7603 39.6712 D 138297 I By Charter Digital LLC Class A Common Stock 2020-12-08 4 S 0 37192 40.7233 D 101105 I By Charter Digital LLC Class A Common Stock 2020-12-08 4 S 0 4788 41.582 D 96317 I By Charter Digital LLC Class A Common Stock 2020-12-08 4 S 0 417 42.51 D 95900 I By Charter Digital LLC Class A Common Stock 2020-12-08 4 S 0 1521 39.6712 D 31662 I By Family Foundation Class A Common Stock 2020-12-08 4 S 0 7438 40.7233 D 24224 I By Family Foundation Class A Common Stock 2020-12-08 4 S 0 958 41.582 D 23266 I By Family Foundation Class A Common Stock 2020-12-08 4 S 0 83 42.51 D 23183 I By Family Foundation Class A Common Stock 59064 D Restricted Stock Units Class A Common Stock 2056.0 2056 D This transaction was executed in multiple trades at prices ranging from $39.17 to $40.16. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed in multiple trades at prices ranging from $40.17 to $41.16. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed in multiple trades at prices ranging from $41.17 to $42.16. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed in multiple trades at prices ranging from $42.48 to $42.56. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. The restricted stock units vest fully on May 29, 2021. Vested shares will be delivered within thirty days following the vesting of the restricted stock units, when, subject to any trading restriction, the reporting person will receive the number of ordinary shares that corresponds to the number of restricted stock units that have become vested on the applicable vesting date, less any shares withheld to satisfy federal, state, local and foreign taxes of any kind. /s/ John M. Bonino, as Attorney-in-Fact 2020-12-09