0001312109-20-000203.txt : 20201209
0001312109-20-000203.hdr.sgml : 20201209
20201209162730
ACCESSION NUMBER: 0001312109-20-000203
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201208
FILED AS OF DATE: 20201209
DATE AS OF CHANGE: 20201209
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: DIRCKS THOMAS C
CENTRAL INDEX KEY: 0001035123
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39123
FILM NUMBER: 201378146
MAIL ADDRESS:
STREET 1: C/O CHARTERHOUSE GROUP INTERNATIONAL INC
STREET 2: 535 MADISON AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10022
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Silvergate Capital Corp
CENTRAL INDEX KEY: 0001312109
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 000000000
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4250 EXECUTIVE SQUARE STE 300
CITY: LA JOLLA
STATE: CA
ZIP: 92037
BUSINESS PHONE: (858) 362-6300
MAIL ADDRESS:
STREET 1: 4250 EXECUTIVE SQUARE STE 300
CITY: LA JOLLA
STATE: CA
ZIP: 92037
4
1
wf-form4_160754923598564.xml
FORM 4
X0306
4
2020-12-08
0
0001312109
Silvergate Capital Corp
SI
0001035123
DIRCKS THOMAS C
4250 EXECUTIVE SQUARE
SUITE 300
LA JOLLA
CA
92037
1
0
0
0
Class A Common Stock
2020-12-08
4
S
0
7603
39.6712
D
138297
I
By Charter Digital LLC
Class A Common Stock
2020-12-08
4
S
0
37192
40.7233
D
101105
I
By Charter Digital LLC
Class A Common Stock
2020-12-08
4
S
0
4788
41.582
D
96317
I
By Charter Digital LLC
Class A Common Stock
2020-12-08
4
S
0
417
42.51
D
95900
I
By Charter Digital LLC
Class A Common Stock
2020-12-08
4
S
0
1521
39.6712
D
31662
I
By Family Foundation
Class A Common Stock
2020-12-08
4
S
0
7438
40.7233
D
24224
I
By Family Foundation
Class A Common Stock
2020-12-08
4
S
0
958
41.582
D
23266
I
By Family Foundation
Class A Common Stock
2020-12-08
4
S
0
83
42.51
D
23183
I
By Family Foundation
Class A Common Stock
59064
D
Restricted Stock Units
Class A Common Stock
2056.0
2056
D
This transaction was executed in multiple trades at prices ranging from $39.17 to $40.16. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $40.17 to $41.16. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $41.17 to $42.16. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $42.48 to $42.56. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.
The restricted stock units vest fully on May 29, 2021. Vested shares will be delivered within thirty days following the vesting of the restricted stock units, when, subject to any trading restriction, the reporting person will receive the number of ordinary shares that corresponds to the number of restricted stock units that have become vested on the applicable vesting date, less any shares withheld to satisfy federal, state, local and foreign taxes of any kind.
/s/ John M. Bonino, as Attorney-in-Fact
2020-12-09